Publisher: Emerald Group Publishing Ltd
Founded in: 2000
Total resources: 40
E-ISSN: 1758-7476
ISSN: 1528-5812
Subject: F8 Finances
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.
Journal of Investment Compliance
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Organisation of compliance across financial institutions
By Prorokowski Lukasz,Prorokowski Hubert in (2014)
Journal of Investment Compliance , Vol. 15, Iss. 1, 2014-02 , pp.Unlike chess, everyone must continue playing after a cyber-attack
By Clark Michael,Harrell Charles E. in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 4, 2013-11 , pp.OIS discounting and collateral management under new regulations
By Prorokowski Lukasz in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 4, 2013-11 , pp.Summary of selected sessions from "The SEC Speaks in 2013"
By Rubin Brian L.,Brun Carmen L.,Faulkner Jaliya Stewart,Freedman Michael K.,Lentz Kurt,Yoon Jae C. in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 2, 2013-06 , pp.EMIR: an overview of the new framework
By Aron Tim,Lalone Nathaniel,Jackson Carolyn in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 2, 2013-06 , pp.Portfolio margining of cleared credit default swaps
By Philipp Michael M.,Sandoval Ignacio A. in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 2, 2013-06 , pp.By Eisert Edward,Katz Tony,Carotenuto Giovanni,Ball Melanie F. in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 2, 2013-06 , pp.The proposed EU Financial Transaction Tax
By Macleod Neil,Gaut Robert in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 2, 2013-06 , pp.By Decko Kurt,Fuller Stacy in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 2, 2013-06 , pp.Pay to play: recent SEC actions highlight importance of compliance controls
By Pittman Edward,Carroll Brenden,Murphy Sean in (2013)
Journal of Investment Compliance , Vol. 14, Iss. 2, 2013-06 , pp.