All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

Author: Shea Peter J.   Moriarty Kathleen H.   Rosenzweig Kenneth M.   Sorady Marybeth   Xethalis Gregory E.  

Publisher: Emerald Group Publishing Ltd

ISSN: 1528-5812

Source: Journal of Investment Compliance, Vol.13, Iss.2, 2012-06, pp. : 20-24

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Abstract