Securities Fraud :Detection, Prevention and Control ( Wiley Finance )

Publication subTitle :Detection, Prevention and Control

Publication series :Wiley Finance

Author: Louis L. Straney  

Publisher: John Wiley & Sons Inc‎

Publication year: 2010

E-ISBN: 9780470918579

P-ISBN(Hardback):  9780470601570

Subject: D914 刑法

Language: ENG

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Description

The first complete, expert guide to securities and investment fraud

Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities.

  • Begins with an overview of the evolution of securities regulation and the impact of securities fraud
  • Offers real cases and examples which illustrate recurring themes and red flags
  • Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct

Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.

Chapter

Contents

pp.:  1 – 9

Preface

pp.:  9 – 15

Acknowledgments

pp.:  15 – 17

Introduction

pp.:  17 – 19

CHAPTER 1 The Face of War

pp.:  19 – 23

CHAPTER 2 Shared Interests

pp.:  23 – 47

CHAPTER 3 The Eleven

pp.:  47 – 63

CHAPTER 4 Funding and Fraud

pp.:  63 – 81

CHAPTER 5 Command and Control

pp.:  81 – 101

CHAPTER 6 Paid to Steal

pp.:  101 – 123

CHAPTER 7 Outside Inside

pp.:  123 – 141

CHAPTER 8 Misunderestimated

pp.:  141 – 153

CHAPTER 9 Days of Future Past

pp.:  153 – 169

CHAPTER 10 The Warrior’s Path

pp.:  169 – 187

APPENDIX Frequently Used Abbreviations

pp.:  187 – 197

About the Author

pp.:  197 – 199

Index

pp.:  199 – 201

LastPages

pp.:  201 – 209

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