SEC holds roundtable on securities lending/short selling

Author： Campion Kevin J.   Hirschfeld Arik  

Publisher： Emerald Group Publishing Ltd

ISSN： 1528-5812

Source： Journal of Investment Compliance, Vol.11, Iss.1, 2010-01, pp. : 17-31

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

Previous Menu Next

Abstract

Related content

SEC holds round-table on fair value accounting and auditing standards

By Friedmann Thomas J.   Zacharski Anthony H.   Bancroft Margaret A.   Mulvihill Roger   Reading Susan A.   Williams Robert J.   Rosenblat Alan  

Journal of Investment Compliance, Vol. 9, Iss. 4, 2008-11 ,pp. : 13-17

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

SEC holds roundtable on money market funds and systemic risk

By Haskin Benjamin J.   Barbash Barry P.   Hall Brian M.  

Journal of Investment Compliance, Vol. 12, Iss. 3, 2011-09 ,pp. : 26-29

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Short sale update: SEC extends emergency actions through extraordinary rulemaking; US short selling ban expires

By Sacks Russell D.  

Journal of Investment Compliance, Vol. 10, Iss. 1, 2009-03 ,pp. : 35-42

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

China introduces margin trading and securities lending

By Yang TieCheng   Wang Lucas  

Journal of Investment Compliance, Vol. 8, Iss. 3, 2007-09 ,pp. : 64-70

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

ESMA guidelines for securities lending: ‘Gaming’ the regulator?

By Miller Alan  

Journal of Securities Operations & Custody, Vol. 6, Iss. 1, 2013-09 ,pp. : 6-9

Henry Stewart Publications

Access to resources Recommend Favorite