SEC approves sweeping changes to FINRA's regulatory reporting rules

Author: Weiss Harry J.   Lee Yoon-Young   Newman Bruce H.   Eckert Paul R.   Hanselmann Claire R.  

Publisher: Emerald Group Publishing Ltd

ISSN: 1528-5812

Source: Journal of Investment Compliance, Vol.12, Iss.1, 2011-04, pp. : 65-69

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Abstract