New rules regarding research analystâ–™s perceived conflicts of interest: an ever-evolving landscape

Author： C. Hensley Dennis   W. Strouse Jeffrey  

Publisher： Emerald Group Publishing Ltd

ISSN： 1528-5812

Source： Journal of Investment Compliance, Vol.3, Iss.2, 2002-01, pp. : 13-21

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

Previous Menu Next

Abstract

Related content

Research analyst conflicts of interest: Implementation of the rules

By J. Winer Samuel   N. Kroll Amy   T. Phillips Arden  

Journal of Investment Compliance, Vol. 4, Iss. 4, 2004-01 ,pp. : 82-89

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Further thoughts regarding research analysts conflicts of interest: The 2004 joint memorandum

By N. Kroll Amy   Demaret-Fleming ValÃ?rie  

Journal of Investment Compliance, Vol. 5, Iss. 1, 2004-01 ,pp. : 57-65

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Research analystsâ–™ conflicts of interest: a global solution

By Sanderson Karl  

Journal of Investment Compliance, Vol. 3, Iss. 4, 2003-01 ,pp. : 56-63

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Stock analystsâ–™ conflicts of interest: the road to â–œindependenceâ–? in stock research

By H. Zamansky Jacob  

Journal of Investment Compliance, Vol. 3, Iss. 3, 2002-01 ,pp. : 6-12

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Complying with the SECâ–™s new proxy voting rules

By K. Clarke Kathleen   M. Miller Paul  

Journal of Investment Compliance, Vol. 4, Iss. 1, 2003-01 ,pp. : 22-25

Emerald Group Publishing Ltd

Access to resources Recommend Favorite