The Sarbanes-Oxley Act of 2002 effects sweeping changes to the US federal securities laws

Author： H. Hein Michael   E. Neimeth Clifford   N. Rosner Ira   S. Watts Fern  

Publisher： Emerald Group Publishing Ltd

ISSN： 1528-5812

Source： Journal of Investment Compliance, Vol.3, Iss.2, 2002-01, pp. : 5-12

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

Previous Menu Next

Abstract

Related content

The Sarbanes-Oxley Act of 2002

By Lander Guy P.  

Journal of Investment Compliance, Vol. 3, Iss. 1, 2002-01 ,pp. : 44-53

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Responsibilities of principal executive officers under the Sarbanes-Oxley Act of 2002: A compliance checklist

By C. Fischer David  

Journal of Investment Compliance, Vol. 5, Iss. 2, 2004-01 ,pp. : 97-105

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Reporting up-the-ladder and the double negative: Applying the new standards of attorney conduct under the Sarbanes-Oxley Act

By Anson Mark  

Journal of Investment Compliance, Vol. 3, Iss. 4, 2003-01 ,pp. : 13-15

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Sarbanes-Oxley: investment company compliance

By I. Pershkow Barry  

Journal of Investment Compliance, Vol. 3, Iss. 4, 2003-01 ,pp. : 16-30

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Untoward employee whistleblower claims under Sarbanes-Oxley

By Bryson Cheryl   Bramnik Robert   Lutner Rachel  

Journal of Investment Compliance, Vol. 4, Iss. 2, 2003-01 ,pp. : 25-30

Emerald Group Publishing Ltd

Access to resources Recommend Favorite