Supervising the supervisors: internal controls in the brokerage industry

Author: S. Saxon Denise   D. Kieswetter Beth  

Publisher: Emerald Group Publishing Ltd

ISSN: 1528-5812

Source: Journal of Investment Compliance, Vol.3, Iss.4, 2003-01, pp. : 5-12

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

Previous Menu Next

Abstract