Financial Services and Markets Tribunal rules prohibition order is appropriate

By Gray Joanna  

Journal of Financial Regulation and Compliance, Vol. 14, Iss. 3, 2006-07 ,pp. : 311-315

Emerald Group Publishing Ltd

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Financial Services and Markets Tribunal: Decision on exercise of FSA's power to impose ban on individuals' employment in the industry

By Gray Joanna  

Journal of Financial Regulation and Compliance, Vol. 12, Iss. 4, 2004-11 ,pp. : 371-378

Emerald Group Publishing Ltd

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Was former chairman of Shell Group denied procedural fairness in the FSA's enforcement action against the group?: Financial Services and Markets Tribunal gives preliminary ruling

By Gray Joanna  

Journal of Financial Regulation and Compliance, Vol. 14, Iss. 1, 2006-01 ,pp. : 123-130

Emerald Group Publishing Ltd

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Financial services and markets tribunal further clarifies scope of market abuse regime

By Gray Joanna  

Journal of Financial Regulation and Compliance, Vol. 15, Iss. 1, 2007-02 ,pp. : 122-125

Emerald Group Publishing Ltd

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FSA's approval procedures: Tribunal rules on preliminary issues raised in challenge to FSA's refusal of approved person status

By Gray Joanna  

Journal of Financial Regulation and Compliance, Vol. 13, Iss. 1, 2005-02 ,pp. : 95-100

Emerald Group Publishing Ltd

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