Chief risk officers at crunch time: Compliance champions or business partners?

ISSN： 1752-8887

Source： Journal of Risk Management in Financial Institutions, Vol.2, Iss.1, 2008-10, pp. : 7-25

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

Previous Menu Next

Abstract

Related content

Living through an SEC investigation: A primer for chief compliance officers

By M. Meisner Derek

Journal of Investment Compliance, Vol. 5, Iss. 3, 2004-01 ,pp. : 59-63

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Conflicts of interest chief compliance officers face in implementing compliance programs for investment funds and investment advisers

By Majewski Thomas M.

Journal of Investment Compliance, Vol. 7, Iss. 4, 2006-10 ,pp. : 23-27

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

A strategic framework for managing operating and compliance risk in the payments business

By Robertson David LaRock Paul

Journal of Payments Strategy & Systems, Vol. 2, Iss. 2, 2008-01 ,pp. : 138-149

Henry Stewart Publications

Access to resources Recommend Favorite

Managing your career in risk post-credit crunch

By Harding Katie

Journal of Risk Management in Financial Institutions, Vol. 4, Iss. 1, 2010-12 ,pp. : 18-22

Henry Stewart Publications

Access to resources Recommend Favorite

Conversations at the top: the tone of the independent chief compliance officer

By Sobol Rob

Journal of Investment Compliance, Vol. 10, Iss. 4, 2009-11 ,pp. : 10-15

Emerald Group Publishing Ltd

Access to resources Recommend Favorite