Chapter
F Inclusion of equivalent information
G Incorporation by reference
VII Publication and advertisements
VIII Supplements – new information
X Cross-border offerings and admissions to trading
XI Issuers incorporated outside the European Economic Area
XII Special powers of the competent authorities and sanctions
1 Powers and precautionary measures
A Designation of a competent authority
B Powers conferred on the competent authorities
C Division of powers between the competent authority of the home Member State and that of the host Member State(s)
2 Cooperation between the competent authorities
3 Duty of confidentiality
XIII Prospectus liability
PART II Application in each Member State and National reports for EU Member States
III Prior approval and appeal procedures
1 Offering of securities to the public
2 Admission to trading on a regulated market
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of a prospectus approved in other (non-EU and non-EEA) countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
III Procedure of prior approval and appeal
1 Obligation to prepare and publish a prospectus
3 Securities, excluded securities
4 Exemptions from the duty to publish a prospectus upon public offer
5 Admission to trading on a regulated market, exclusions
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of a prospectus approved in other (non EU) countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
III Procedure of prior approval and appeal
1 The obligation to publish a prospectus
2 Admission to listing or trading on a regulated Danish market
4 The EU Prospectus Passport under Danish law
D The filing procedure and commencement of the public offer
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of prospectus approved in other (non EU) countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
III Procedure of prior approval and appeal
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of prospectus approved in other (non EU) countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
III Procedure of prior approval and appeal
B Exemption re: types of offer (private placement exemptions)
C Exemptions re: types of securities offered
A Approval of a domestic prospectus
B Approval of a prospectus approved in an EU country
C Notification to another EU country of the prospectus approved in Greece
IV Content and format, language and supplements of the prospectus
B Incorporation by reference
C Prospectuses consisting of separate documents
D Supplements to the prospectus
V Publication and advertisements
VI Use of prospectus approved in other (non-EU) countries
VIII Prospectus liability
III Procedure of prior approval
A Condition of publicly offering securities
B Definition of public offering and regulated market
C Investment service provider
D Exceptions – when issuing a prospectus is not compulsory
2 The approval of the SFIC
D Higher-than-average risk
F Procedural deadline for the SFIC
G Refusal of the application
H Validity of the prospectus
IV Content and format, language and supplements of the prospectus
B Parts of the prospectus
C The manner of indicating the information in the prospectus
D Authorisation for leaving out some information
B Liability in connection with suspension
A Securities offered only in Hungary
B Securities offered in Member States excluding Hungary
C Securities offered in Hungary as well as in other Member States
V Publication and advertisements
VI Use of the prospectus approved in other (non-EU) countries
1 A prospectus already authorised in other Member States
2 Referring the application to the competent authority of another Member State
3 Official certificate by the SFIC
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and the Regulation
1 Financial and Capital Market Commission
2 Riga Stock Exchange (RSE)
3 Latvian Central Depository (LCD)
III Procedures of prior approval and appeal
4 Appeal of the listing decision
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of prospectus approved in other (non EU) countries
1 Sanctions applied by the Commission
2 Sanctions applied by the RSE
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
1 Implementing laws and legal framework
III Procedure of prior approval and appeal
1 Offer of securities to the public
2 Admission to trading on a regulated market
3 Approval of the prospectus
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of prospectuses approved in other (non-EU) countries
2 Procedure of imposing pecuniary penalties
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Prospectus Directive and the Prospectus Regulation
III Procedure of prior approval and appeal
1 Offer of securities to the public
2 Admission to trading on a regulated market
IV Content and format, language and supplements of the prospectus
A Inclusion of all necessary information
B Financial information presented in accordance with IFRS
E Incorporation by reference
B Collection of three separate documents
V Publication and advertisements
VI Use of prospectus approved in other (non EU) countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
1 Legal framework and legislative history
B Offer of securities to the public
III Procedure of prior approval and appeal
1 Offer of securities to the public
2 Admission to trading on a regulated market
3 Exemption Regulation AFS 2007
4 No individual exemptions
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of prospectus approved in other (non EU) countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
III Procedure of prior approval and appeal
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of prospectus approved in other (non EU) countries
1 Administrative sanctions
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
III Procedure of prior approval and appeal
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
VI Use of prospectus approved in other non European Union countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
III Procedure of prior approval and appeal
1 Public offer of securities
A Exemptions applicable to offer of securities to the public
B Exemptions applicable to admission of securities to trading
IV Content and format, language and supplements of the prospectus
V Publication and advertisements
1 Method of publication of prospectus
VI Use of prospectus approved in other (non EU) countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
III Prior approval procedure and appeal
2 Clarification of a ‘public offering’
3 Exemptions from the prospectus requirement
IV Content, language and supplements
1 General content requirements
V Publication and advertisements
VI Use of prospectuses approved in non-EU countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
1 Additional important points
B Clarification of a ‘regulated market’
PART III: National reports for EEA Member States
III Procedure of prior approval and appeal
1 Obligation to produce prospectus
B Obligation to produce a prospectus in connection with a public offer
C Obligation to produce a prospectus upon admission to trading
D Exemptions from the obligation to produce a prospectus
IV Content and format, language and supplements to the prospectus
V Publication and advertisements
VI Use of prospectus approved in other (non EU) countries
VIII Prospectus liability
IX Rules applicable to transactions and securities not subject to the Directive and Regulation
1 Registration prospectuses
Annex I Council Directive (EC) No 2003/71 of 4 November 2003 on the prospectus to be published when securities are offered to the public or…
DRAWING UP OF THE PROSPECTUS
ARRANGEMENTS FOR APPROVAL AND PUBLICATION OF THE PROSPECTUS
CROSS-BORDER OFFERS AND ADMISSION TO TRADING
USE OF LANGUAGES AND ISSUERS INCORPORATED IN THIRD COUNTRIES
TRANSITIONAL AND FINAL PROVISIONS
Annex II Commission Regulation (EC) No 809/2004 of 29 April 2004 implementing the Prospectus Directive as regards information contained in…
SUBJECT MATTER AND DEFINITIONS
Annex III List of national laws implementing the Directive
Prospectus for the Public Offering of Securities in Europe: Volume 1
：European and National Legislation in the Member States of the European Economic Area
( Law Practitioner Series )
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.