Quantum Theory of the Electron Liquid

Author: Gabriele Giuliani; Giovanni Vignale  

Publisher: Cambridge University Press‎

Publication year: 2008

E-ISBN: 9780511406508

P-ISBN(Paperback): 9780521527965

Subject: O413 quantum theory

Keyword: 凝聚态物理学

Language: ENG

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Quantum Theory of the Electron Liquid

Description

Modern electronic devices and novel materials often derive their extraordinary properties from the intriguing, complex behavior of large numbers of electrons forming what is known as an electron liquid. This book provides an in-depth introduction to the physics of the interacting electron liquid in a broad variety of systems, including metals, semiconductors, artificial nano-structures, atoms and molecules. One, two and three dimensional systems are treated separately and in parallel. Different phases of the electron liquid, from the Landau Fermi liquid to the Wigner crystal, from the Luttinger liquid to the quantum Hall liquid are extensively discussed. Both static and time-dependent density functional theory are presented in detail. Although the emphasis is on the development of the basic physical ideas and on a critical discussion of the most useful approximations, the formal derivation of the results is highly detailed and based on the simplest, most direct methods.

Chapter

1.8 Equilibrium properties of the electron liquid

1.8.1 Pressure, compressibility, and spin susceptibility

1.8.2 The virial theorem

1.8.3 The ground-state energy theorem

Exercises

2 The Hartree–Fock approximation

2.1 Introduction

2.2 Formulation of the Hartree–Fock theory

2.2.1 The Hartree–Fock effective hamiltonian

2.2.2 The Hartree–Fock equations

2.2.3 Ground-state and excitation energies

2.2.4 Two stability theorems and the coulomb gap

2.3 Hartree–Fock factorization and mean field theory

2.4 Application to the uniform electron gas

2.4.1 The exchange energy

2.4.2 Polarized versus unpolarized states

2.4.3 Compressibility and spin susceptibility

2.5 Stability of Hartree–Fock states

2.5.1 Basic definitions: local versus global stability

2.5.2 Local stability theory

2.5.3 Local and global stability for a uniformly polarized electron gas

2.6 Spin density wave and charge density wave Hartree–Fock states

2.6.1 Hartree–Fock theory of spiral spin density waves

2.6.2 Spin density wave instability with contact interactions in one dimension

2.6.3 Proof of Overhauser’s instability theorem

2.7 BCS non number-conserving mean field theory

2.8 Local approximations to the exchange

2.8.1 Slater’s local exchange potential

2.8.2 The optimized effective potential

2.9 Real-world Hartree–Fock systems

Exercises

3 Linear response theory

3.1 Introduction

3.2 General theory of linear response

3.2.1 Response functions

3.2.2 Periodic perturbations

3.2.3 Exact eigenstates and spectral representations

3.2.4 Symmetry and reciprocity relations

3.2.5 Origin of dissipation

3.2.6 Time-dependent correlations and the fluctuation–dissipation theorem

3.2.7 Analytic properties and collective modes

3.2.8 Sum rules

3.2.9 The stiffness theorem

3.2.10 Bogoliubov inequality

3.2.11 Adiabatic versus isothermal response

3.3 Density response

3.3.1 The density–density response function

3.3.2 The density structure factor

3.3.3 High-frequency behavior and sum rules

3.3.4 The compressibility sum rule

3.3.5 Total energy and density response

3.4 Current response

3.4.1 The current–current response function

3.4.2 Gauge invariance

3.4.3 The orbital magnetic susceptibility

3.4.4 Electrical conductivity: conductors versus insulators

3.5 Spin response

3.5.1 Density and longitudinal spin response

3.5.2 High-frequency expansion

3.5.3 Transverse spin response

Exercises

4 Linear response of independent electrons

4.1 Introduction

4.2 Linear response formalism for non-interacting electrons

4.3 Density and spin response functions

4.4 The Lindhard function

4.4.1 The static limit

4.4.2 The electron–hole continuum

4.4.3 The nature of the singularity at small q and ω

4.4.4 The Lindhard function at finite temperature

4.5 Transverse current response and Landau diamagnetism

4.6 Elementary theory of impurity effects

4.6.1 Derivation of the Drude conductivity

4.6.2 The density–density response function in the presence of impurities

4.6.3 The diffusion pole

4.7 Mean field theory of linear response

Exercises

5 Linear response of an interacting electron liquid

5.1 Introduction and guide to the chapter

5.2 Screened potential and dielectric function

5.2.1 The scalar dielectric function

5.2.2 Proper versus full density response and the compressibility sum rule

5.2.3 Compressibility from capacitance

5.3 The random phase approximation

5.3.1 The RPA as time-dependent Hartree theory

5.3.1.1 Inhomogeneous electron liquid

5.3.1.2 Homogeneous electron liquid

5.3.2 Static screening

5.3.3 Plasmons

Classical approach

Quantum mechanical calculation

Plasmon oscillator strength

The failure of hydrodynamics

5.3.4 The electron–hole continuum in RPA

5.3.5 The static structure factor and the pair correlation function

5.3.6 The RPA ground-state energy

5.3.6.1 Asymptotic high density form of…

5.3.6.2 Numerical values of … for all densities

5.3.6.3 Asymptotic low-density form of …

5.3.7 Critique of the RPA

5.4 The many-body local field factors

5.4.1 Local field factors and response functions

5.4.1.1 Density response (paramagnetic case)

5.4.1.2 Spin response (paramagnetic case)

5.4.2 Many-body enhancement of the compressibility and the spin susceptibility

5.4.3 Static response and Friedel oscillations

5.4.4 The STLS scheme

5.4.5 Multicomponent and spin-polarized systems

5.4.6 Current and transverse spin response

5.5 Effective interactions in the electron liquid

5.5.1 Test charge–test charge interaction

5.5.2 Electron–test charge interaction

5.5.3 Electron-electron interaction

5.5.3.1 The Kukkonen–Overhauser interaction (paramagnetic case)

5.5.3.2 Spin polarized and multicomponent systems

5.5.3.3 Inclusion of lattice screening

5.6 Exact properties of the many-body local field factors

5.6.1 Wave vector dependence

5.6.1.1 Limit of q …

5.6.1.2 Limit of q …

5.6.1.3 The 2kF “hump” puzzle

5.6.1.4 High-frequency limit

5.6.2 Frequency dependence

5.6.2.1 Dispersion relation

5.6.2.2 Limit of q…0 and finite frequency

5.6.2.3 Limit of q…0 and low frequency

5.6.2.4 Limit of q…

5.6.2.5 Calculation of the high frequency limit of…

5.6.2.6 Relation between…

5.7 Theories of the dynamical local field factor

5.7.1 The time-dependent Hartree–Fock approximation

5.7.2 First order perturbation theory and beyond

5.7.3 The mode-decoupling approximation

5.8 Calculation of observable properties

5.8.1 Plasmon dispersion and damping

5.8.2 Dynamical structure factor

5.9 Generalized elasticity theory

5.9.1 Elasticity and hydrodynamics

5.9.2 Visco-elastic constants of the electron liquid

5.9.3 Spin diffusion

Exercises

6 The perturbative calculation of linear response functions

6.1 Introduction

6.2 Zero-temperature formalism

6.2.1 Time-ordered correlation function

6.2.2 The adiabatic connection

6.2.3 The non-interacting Green’s function

6.2.4 Diagrammatic perturbation theory

6.2.5 Fourier transformation

6.2.6 Translationally invariant systems

6.2.7 Diagrammatic calculation of the Lindhard function

6.2.8 First-order correction to the density–density response function

6.3 Integral equations in diagrammatic perturbation theory

6.3.1 Proper response function and screened interaction

6.3.2 Green’s function and self-energy

6.3.3 Skeleton diagrams

6.3.4 Irreducible interactions

6.3.5 Self-consistent equations

6.3.6 Two-body effective interaction: the local approximation

6.3.7 Extension to broken symmetry states

6.4 Perturbation theory at finite temperature

Exercises

7 Density functional theory

7.1 Introduction

7.2 Ground-state formalism

7.2.1 The variational principle for the density

7.2.2 The Hohenberg–Kohn theorem

7.2.3 The Kohn–Sham equation

7.2.4 Meaning of the Kohn–Sham eigenvalues

7.2.5 The exchange-correlation energy functional

7.2.6 Exact properties of energy functionals

7.2.7 Systems with variable particle number

7.2.8 Derivative discontinuities and the band gap problem

7.2.9 Generalized density functional theories

7.3 Approximate functionals

7.3.1 The Thomas-Fermi approximation

7.3.2 The local density approximation for the exchange-correlation potential

7.3.3 The gradient expansion

7.3.4 Generalized gradient approximation

7.3.4.1 The exchange-correlation hole

7.3.4.2 GGA for exchange

7.3.4.3 GGA for correlation

7.3.4.4 The exchange-correlation energy

7.3.5 Van der Waals functionals

7.4 Current density functional theory

7.4.1 The vorticity variable

7.4.2 The Kohn–Sham equation

7.4.3 Magnetic screening

7.4.4 The local density approximation

7.5 Time-dependent density functional theory

7.5.1 The Runge–Gross theorem

7.5.2 The time-dependent Kohn–Sham equation

7.5.3 Adiabatic approximation

7.5.4 Frequency-dependent linear response

7.6 The calculation of excitation energies

7.6.1 Finite systems

7.6.2 Infinite systems

7.7 Reason for the success of the adiabatic LDA

7.8 Beyond the adiabatic approximation

7.8.1 The zero-force theorem

7.8.2 The “ultra-nonlocality” problem

7.9 Current density functional theory and generalized hydrodynamics

7.9.1 The xc vector potential in a homogeneous electron liquid

7.9.2 The exchange-correlation field in the inhomogeneous electron liquid

7.9.3 The polarizability of insulators

7.9.4 Spin current density functional theory

7.9.5 Linewidth of collective excitations

7.9.6 Nonlinear extensions

Exercises

8 The normal Fermi liquid

8.1 Introduction and overview of the chapter

8.2 The Landau Fermi liquid

8.3 Macroscopic theory of Fermi liquids

8.3.1 The Landau energy functional

8.3.2 The heat capacity

8.3.3 The Landau Fermi liquid parameters

8.3.4 The compressibility

8.3.5 The paramagnetic spin response

8.3.6 The effective mass

8.3.7 The effects of the electron–phonon coupling

8.3.8 Measuring m…

8.3.9 The kinetic equation

8.3.10 The shear modulus

8.4 Simple theory of the quasiparticle lifetime

8.4.1 General formulas

8.4.2 Three-dimensional electron gas

8.4.3 Two-dimensional electron gas

8.4.4 Exchange processes

8.5 Microscopic underpinning of the Landau theory

8.5.1 The spectral function

8.5.1.1 Noninteracting electron gas

8.5.1.2 Interacting electron gas

8.5.1.3 Finite temperature

8.5.1.4 Green’s function and self-energy

8.5.1.5 Measuring the spectral function

8.5.2 The momentum occupation number

8.5.3 Quasiparticle energy, renormalization constant, and effective mass

8.5.4 Luttinger’s theorem

8.5.5 The Landau energy functional

8.6 The renormalized hamiltonian approach

8.6.1 Separation of slow and fast degrees of freedom

8.6.2 Elimination of the fast degrees of freedom

8.6.3 The quasiparticle hamiltonian

8.6.4 The quasiparticle energy

8.6.5 Physical significance of the renormalized hamiltonian

8.7 Approximate calculations of the self-energy

8.7.1 The GW approximation

8.7.2 Diagrammatic derivation of the generalized GW self-energy

8.8 Calculation of quasiparticle properties

8.9 Superconductivity without phonons?

8.10 The disordered electron liquid

8.10.1 The quasiparticle lifetime

8.10.2 The density of states

8.10.3 Coulomb lifetimes and weak localization in two-dimensional metals

Exercises

9 Electrons in one dimension and the Luttinger liquid

9.1 Non-Fermi liquid behavior

9.2 The Luttinger model

9.3 The anomalous commutator

9.4 Introducing the bosons

9.5 Solution of the Luttinger model

9.5.1 Exact diagonalization

9.5.2 Physical properties

9.6 Bosonization of the fermions

9.6.1 Construction of the fermion fields

9.6.2 Commutation relations

9.6.3 Construction of observables

9.7 The Green’s function

9.7.1 Analytical formulation

9.7.2 Evaluation of the averages

9.7.3 Non-interacting Green’s function

9.7.4 Asymptotic behavior

9.8 The spectral function

9.9 The momentum occupation number

9.10 Density response to a short-range impurity

9.11 The conductance of a Luttinger liquid

9.12 Spin–charge separation

9.13 Long-range interactions

Exercises

10 The two-dimensional electron liquid at high magnetic field

10.1 Introduction and overview

10.2 One-electron states in a magnetic field

10.2.1 Energy spectrum

10.2.2 One-electron wave functions

10.2.3 Fock–Darwin levels

10.2.4 Lowest Landau level

10.2.5 Coherent states

10.2.6 Effect of an electric field

10.2.7 Slowly varying potentials and edge states

10.3 The integral quantum Hall effect

10.3.1 Phenomenology

10.3.2 The “edge state” approach

10.3.3 Streda formula

10.3.4 The Laughlin argument

10.4 Electrons in full Landau levels: energetics

10.4.1 Noninteracting kinetic energy

10.4.2 Density matrix

10.4.3 Pair correlation function

10.4.4 Exchange energy

10.4.5 The “Lindhard” function

10.4.6 Static screening

10.4.7 Correlation energy – the random phase approximation

10.4.8 Fractional filling factors

10.5 Exchange-driven transitions in tilted field

10.6 Electrons in full Landau levels: dynamics

10.6.1 Classification of neutral excitations

10.6.2 Collective modes

10.6.3 Time-dependent Hartree–Fock theory

10.6.4 Kohn’s theorem

10.7 Electrons in the lowest Landau level

10.7.1 One full Landau level

10.7.2 Two-particle states: Haldane’s pseudopotentials

10.8 The Laughlin wave function

10.8.1 A most elegant educated guess

10.8.2 The classical plasma analogy

10.8.3 Structure factor and sum rules

10.8.4 Interpolation formula for the energy

10.9 Fractionally charged quasiparticles

10.10 The fractional quantum Hall effect

10.11 Observation of the fractional charge

10.12 Incompressibility of the quantum Hall liquid

10.13 Neutral excitations

10.13.1 The single mode approximation

10.13.2 Effective elasticity theory

10.13.3 Bosonization

10.14 The spectral function

10.14.1 An exact sum rule

10.14.2 Independent boson theory

10.15 Chern–Simons theory

10.15.1 Formulation and mean field theory

10.15.2 Electromagnetic response of composite particles

10.16 Composite fermions

10.17 The half-filled state

10.18 The reality of composite fermions

10.19 Wigner crystal and the stripe phase

10.20 Edge states and dynamics

10.20.1 Sharp edges vs smooth edges

10.20.2 Electrostatics of edge channels

10.20.3 Collective modes at the edge

10.20.4 The chiral Luttinger liquid

10.20.5 Tunneling and transport

Exercises

Appendix 1: Fourier transform of the coulomb interaction in low dimensional systems

Appendix 2: Second-quantized representation of some useful operators

Appendix 3: Normal ordering and Wick’s theorem

A3.1 Normal ordering with respect to the vacuum

A3.2 Wick’s theorem

A3.3 Normal ordering with respect to a “Fermi sea”

A3.4 Wick’s theorem at finite temperature

Appendix 4: The pair correlation function and the structure factor

A4.1 The pair correlation function

A4.2 The static structure factor

Appendix 5: Calculation of the energy of a Wigner crystal via the Ewald method

Appendix 6: Exact lower bound on the ground-state energy of the jellium model

Appendix 7: The density–density response function in a crystal

Appendix 8: Example in which the isothermal and adiabatic responses differ

Appendix 9: Lattice screening effects on the effective electron–electron interaction

Appendix 10: Construction of the STLS exchange-correlation field

Appendix 11: Interpolation formulas for the local field factors

A11.1 Wave vector dependence

A11.2 Frequency dependence

Appendix 12: Real space-time form of the noninteracting Green’s function

Appendix 13: Calculation of the ground-state energy and thermodynamic potential

A13.1 Expression in terms of the self-energy

A13.2 Linked-cluster expansion

Appendix 14: Spectral representation and frequency summations

Appendix 15: Construction of a complete set of wavefunctions with a given density

Appendix 16: Meaning of the highest occupied Kohn–Sham eigenvalue in metals

Appendix 17: Density functional perturbation theory

Appendix 18: Density functional theory at finite temperature

Appendix 19: Completeness of the bosonic basis set for the Luttinger model

Appendix 20: Proof of the disentanglement lemma

Appendix 21: The independent boson theorem

Appendix 22: The three-dimensional electron gas at high magnetic field

A22.1 Noninteracting kinetic energy

A22.2 Density–density response function

A22.3 Noninteracting structure factor

A22.4 Exchange energy

A22.5 Correlation energy

Appendix 23: Density matrices in the lowest Landau level

Appendix 24: Projection in the lowest Landau level

Appendix 25: Solution of the independent boson model

References

Index

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