Modeling Methods for Marine Science

Author: David M. Glover; William J. Jenkins; Scott C. Doney  

Publisher: Cambridge University Press‎

Publication year: 2011

E-ISBN: 9781139142298

P-ISBN(Paperback): 9780521867832

Subject: P7 Oceanography

Keyword: 天文学、地球科学

Language: ENG

Access to resources Favorite

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

Modeling Methods for Marine Science

Description

This advanced textbook on modeling, data analysis and numerical techniques for marine science has been developed from a course taught by the authors for many years at the Woods Hole Oceanographic Institute. The first part covers statistics: singular value decomposition, error propagation, least squares regression, principal component analysis, time series analysis and objective interpolation. The second part deals with modeling techniques: finite differences, stability analysis and optimization. The third part describes case studies of actual ocean models of ever increasing dimensionality and complexity, starting with zero-dimensional models and finishing with three-dimensional general circulation models. Throughout the book hands-on computational examples are introduced using the MATLAB programming language and the principles of scientific visualization are emphasised. Ideal as a textbook for advanced students of oceanography on courses in data analysis and numerical modeling, the book is also an invaluable resource for a broad range of scientists undertaking modeling in chemical, biological, geological and physical oceanography.

Chapter

2.9 Basic non-parametric tests

2.9.1 Spearman rank-order correlation coefficient

2.9.2 Kendall’s tau

2.9.3 Wilcoxon signed-rank test

2.9.4 Kruskal–Wallis ANOVA

2.9.5 Mann–Whitney rank-sum test

2.10 Problems

3 Least squares and regression techniques, goodness of fit and tests, and nonlinear least squares techniques

3.1 Statistical basis for regression

3.1.1 The chi-squared (χ2) defined (and goodness of fit)

3.1.2 Look at your residuals

3.2 Least squares fitting a straight line

3.2.1 Doing things the hard way (the normal equations)

3.2.2 Uncertainties in coefficients

3.2.3 Uncertainties in an estimated y-value

3.2.4 Example: ocean heat content

3.2.5 Type II regressions (two dependent variables)

3.3 General linear least squares technique

3.3.1 Choose your model functions wisely

3.3.2 There is an easier way: the design matrix approach

3.3.3 Solving the design matrix equation with SVD

3.3.4 Multi-dimensional regressions

3.3.5 Transformably linear models

3.3.6 Non-coefficients

3.4 Nonlinear least squares techniques

3.4.1 Iterative techniques

3.4.2 Uncertainties in nonlinear coefficients

3.4.3 Example: Exponential phytoplankton growth

3.4.4 Example: Gaussian on a constant background

3.5 Problems

4 Principal component and factor analysis

4.1 Conceptual foundations

4.1.1 The data matrix and the covariance matrix

4.1.2 Standardization and normalization

4.1.3 Linear independence and basis functions

4.2 Splitting and lumping

4.2.1 Discriminant analysis

4.2.2 Cluster analysis

4.3 Optimum multiparameter (OMP) analysis

4.3.1 On water masses and types

4.3.2 Classical optimum multiparameter analysis

4.3.3 An OMPA example

4.3.4 Extended optimum multiparameter analysis

4.4 Principal component analysis (PCA)

4.4.1 Covariance matrices revisited

4.4.2 Eigenanalysis of matrices

4.4.3 A simple example with a geometric interpretation

4.4.4 A more complicated PCA example

4.5 Factor analysis

4.5.1 Factor loadings matrix

4.5.2 Communalities

4.5.3 Number of factors

4.5.4 Varimax rotation and simple structure concepts

4.6 Empirical orthogonal functions (EOFs)

4.6.1 An example: seasonal subtropical sea surface temperatures

4.6.2 Coupled fields

4.6.3 Some practical EOF issues

4.7 Problems

5 Sequence analysis I: uniform series, cross- and autocorrelation, and Fourier transforms

5.1 Goals and examples of sequence analysis

5.1.1 Searching or testing for structure or periodicities

5.1.2 Correlation or correspondence between phenomena (and lags)

5.1.3 Predictions (interpolation and extrapolation)

5.1.4 Filtering and signal extraction

5.1.5 Power spectral analysis

5.2 The ground rules: stationary processes, etc.

5.3 Analysis in time and space

5.3.1 Autocovariance and autocorrelation

5.3.2 Effective degrees of freedom

5.4 Cross-covariance and cross-correlation

5.5 Convolution and implications for signal theory

5.6 Fourier synthesis and the Fourier transform

5.6.1 Complete sets of orthonormal functions (basis sets)

5.6.2 The Fourier transform and its properties

5.6.3 Convolution and correlation with Fourier transforms

5.6.4 Signal extraction and filtering

5.7 Problems

6 Sequence analysis II: optimal filtering and spectral analysis

6.1 Optimal (and other) filtering

6.1.1 The Wiener (optimal) filter

6.2 The fast Fourier transform (FFT)

6.2.1 Computational efficacy

6.2.2 Limits and constraints

6.3 Power spectral analysis

6.3.1 Types of spectra

6.3.2 Doing it with FFT

6.3.3 Frequency binning and spectral error

6.4 Nyquist limits and data windowing

6.4.1 The Nyquist theorem and frequency folding or aliasing

6.4.2 Data windowing and frequency leakage

6.5 Non-uniform time series

6.5.1 Lomb’s method

6.6 Wavelet analysis

6.7 Problems

7 Gridding, objective mapping, and kriging

7.1 Contouring and gridding concepts

7.1.1 Triangulation

7.1.2 Interpolation methods

7.1.3 Splines

7.1.4 Block and moving averages

7.1.5 Trend surface analysis

7.2 Structure functions

7.2.1 Regionalized variables

7.2.2 Experimental variograms

7.2.3 Variogram models

7.3 Optimal estimation

7.3.1 Optimal interpolation

7.3.2 Ordinary kriging

7.3.3 Cokriging of multiple variables

7.4 Kriging examples with real data

7.4.1 Kriging sea surface temperatures

7.5 Problems

8 Integration of ODEs and 0D (box) models

8.1 ODE categorization

8.1.1 Type, order, and degree

8.1.2 Homogeneous and non-homogeneous equations

8.1.3 Linear and nonlinear equations

8.1.4 Initial and boundary value problems

8.2 Examples of population or box models (0D)

8.2.1 Exponential growth models

8.2.2 Carrying capacity models

8.2.3 Coupled linear first-order ODEs

8.2.4 Higher-order ODEs

8.3 Analytical solutions

8.3.1 Taylor series expansions

8.4 Numerical integration techniques

8.4.1 Simple quadrature methods

8.4.2 Initial value methods

8.4.3 Explicit vs. implicit methods

8.5 A numerical example

8.5.1 An example: a two-box global ocean phosphate model

8.5.2 Stiff equations

8.5.3 Chaotic behavior

8.6 Other methods

8.6.1 Predictor–corrector schemes

8.6.2 Bulirsch–Stoer extrapolation

8.6.3 Boundary value methods

8.6.4 MATLAB ODE solvers

8.7 Problems

9 A model building tutorial

9.1 Motivation and philosophy

9.2 Scales

9.2.1 Microscale

9.2.2 Organism scale

9.2.3 Local scale

9.2.4 Frontal scale

9.2.5 Mesoscale

9.2.6 Gyre scale

9.2.7 Planetary scale

9.3 A first example: the Lotka–Volterra model

9.3.1 Assumptions

9.3.2 State variables

9.3.3 Dynamics

9.3.4 Equations

9.3.5 Boundary conditions

9.3.6 Computer code

9.3.7 Exploring model output using time series and phase diagrams

9.4 A second example: exploring our two-box phosphate model

9.4.1 Automating the search: global variables

9.4.2 Examining the results

9.5 A third example: multi-box nutrient model of the world ocean

9.5.1 A system of coupled reservoirs

9.5.2 The fluxes (between boxes and within)

9.5.3 The coupled equations (building them)

9.5.4 The Runge–Kutta solution

9.6 Problems

10 Model analysis and optimization

10.1 Basic concepts

10.1.1 Components of optimization

10.1.2 Linear vs. nonlinear programming

10.2 Methods using only the cost function

10.2.1 Golden Section search

10.2.2 Parabolic interpolation

10.2.3 Brent’s method

10.2.4 Powell’s method

10.2.5 Nelder–Mead simplex

10.3 Methods adding the cost function gradient

10.3.1 Steepest descent

10.3.2 Conjugate gradient

10.3.3 Quasi-Newton methods

10.3.4 Trust region algorithms

10.4 Stochastic algorithms

10.4.1 Simulated annealing

10.4.2 Genetic algorithms

10.5 An ecosystem optimization example

10.5.1 Predator–prey model (PZ)

10.5.2 An experiment using fminunc

10.5.3 Epilogue

10.6 Problems

11 Advection–diffusion equations and turbulence

11.1 Rationale

11.2 The basic equation

11.3 Reynolds decomposition

11.4 Stirring, straining, and mixing

11.5 The importance of being non

11.6 The numbers game

11.6.1 The Reynolds number

11.6.2 The Peclet number

11.6.3 Some Richardson numbers

11.6.4 Two other numbers

11.7 Vertical turbulent diffusion

11.7.1 The Brunt–Väisälä frequency

11.8 Horizontal turbulent diffusion

11.9 The effects of varying turbulent diffusivity

11.10 Isopycnal coordinate systems

12 Finite difference techniques

12.1 Basic principles

12.2 The forward time, centered space (FTCS) algorithm

12.2.1 The control volume approach

12.2.2 Truncation errors and formal precision

12.3 An example: tritium and 3He in a pipe

12.3.1 Constructing the pipe model

12.3.2 Experimenting with diffusion

12.4 Stability analysis of finite difference schemes

12.4.1 Stability and the control volume

12.4.2 The von Neumann stability analysis with diffusion only

12.4.3 The von Neumann stability analysis with diffusion and advection

12.4.4 FTCS and the transportive property

12.5 Upwind differencing schemes

12.5.1 The first upwind differencing method

12.5.2 First upwind differencing and numerical diffusion

12.5.3 The second upwind differencing method

12.6 Additional concerns, and generalities

12.6.1 Phase errors and aliasing

12.6.2 Summary of criteria and concerns about finite difference equations

12.6.3 Some recommendations

12.7 Extension to more than one dimension

12.7.1 Two-dimensional systems

12.7.2 Variable velocities

12.7.3 What to do with the boundaries

12.7.4 Non-uniform grid spacing

12.7.5 Dimensional reduction using symmetry

12.8 Implicit algorithms

12.9 Problems

13 Open ocean 1D advection–diffusion models

13.1 Rationale

13.2 The general setting and equations

13.3 Stable conservative tracers: solving for K / w

13.4 Stable non-conservative tracers: solving for J / w

13.5 Radioactive non-conservative tracers: solving for w

13.6 Denouement: computing the other numbers

13.7 Problems

14 One-dimensional models in sedimentary systems

14.1 General theory

14.1.1 Diagenesis in a sinking coordinate frame

14.1.2 The general diagenetic equation

14.2 Physical and biological diagenetic processes

14.2.1 Advection

14.2.2 Diffusion

14.2.3 Bioturbation

14.2.4 Non-Cartesian coordinate systems

14.3 Chemical diagenetic processes

14.3.1 Chemical equilibrium

14.3.2 Radioactive decay

14.3.3 Microbial processes

14.3.4 Precipitation

14.4 A modeling example: CH4 at the FOAM site

14.4.1 The setting

14.4.2 The equations

14.4.3 A finite difference formulation

14.4.4 Tridiagonal algorithms

14.4.5 Discussion

14.5 Problems

15 Upper ocean 1D seasonal models

15.1 Scope, background, and purpose

15.1.1 Generalizations

15.1.2 Biogeochemical context

15.1.3 Goal and strategy

15.2 The physical model framework

15.2.1 What we need to simulate

15.2.2 How we set up the model

15.3 Atmospheric forcing

15.3.1 Heat fluxes

15.3.2 Wind stress

15.3.3 Ekman pumping

15.4 The physical model’s internal workings

15.4.1 Vertical stability criteria

15.4.2 Turbulent mixing below the mixed layer

15.4.3 How long can we run it?

15.5 Implementing the physical model

15.5.1 The code and how it works

15.5.2 Some physical model runs and experimentation

15.6 Adding gases to the model

15.6.1 Noble gases as probes

15.6.2 All you need to know about gas exchange

15.6.3 Air injection

15.7 Implementing the gas model

15.7.1 Gas model m-files

15.7.2 Comparing the gas model to observations

15.7.3 Constructing a cost function

15.7.4 Using constrained optimization

15.8 Biological oxygen production in the model

15.8.1 An oxygen production/consumption function

15.8.2 Running the oxygen model

15.9 Problems

16 Two-dimensional gyre models

16.1 Onward to the next dimension

16.1.1 An ocean application: gyre ventilation

16.2 The two-dimensional advection–diffusion equation

16.2.1 A brief foray into vector calculus

16.2.2 Streamfunctions and non-divergent flow

16.2.3 A westward intensified gyre

16.3 Gridding and numerical considerations

16.3.1 Grid setup and alignment

16.3.2 Choosing a stable time step

16.3.3 Computing weight matrices

16.3.4 Implementing boundary conditions

16.4 Numerical diagnostics

16.4.1 Monitoring your model output

16.4.2 Testing the code

16.4.3 Examining algorithmic artifacts

16.4.4 Numerical diffusion

16.5 Transient tracer invasion into a gyre

16.5.1 Background and equations

16.5.2 Revisiting boundary and initial conditions

16.5.3 Implementation

16.5.4 A Rorschach test

16.6 Doubling up for a better gyre model

16.6.1 Rorschach test or cost function?

16.6.2 Optimization

16.7 Estimating oxygen utilization rates

16.8 Non-uniform grids

16.9 Problems

17 Three-dimensional general circulation models (GCMs)

17.1 Dynamics, governing equations, and approximations

17.1.1 Spherical coordinates and the material derivative

17.1.2 Mass, heat, and tracer conservation

17.1.3 Momentum, Coriolis force, and velocities

17.1.4 Vorticity

17.2 Model grids and numerics

17.2.1 Vertical coordinates

17.2.2 Horizontal grid and resolution

17.2.3 Time-stepping and advection algorithms

17.3 Surface boundary conditions

17.4 Sub-grid-scale parameterizations

17.4.1 Lateral mixing and mesoscale eddies

17.4.2 Vertical mixing and surface mixed layers

17.5 Diagnostics and analyzing GCM output

17.5.1 Hydrography and air–sea fluxes

17.5.2 Ocean circulation diagnostics

17.5.3 Transit time distributions

17.5.4 Tracer and biogeochemical diagnostics

18 Inverse methods and assimilation techniques

18.1 Generalized inverse theory

18.1.1 Over- and under-determined systems

18.1.2 Vector spaces, ranges, and the null spaces

18.1.3 Cost functions

18.2 Solving under-determined systems

18.2.1 Basic machinery

18.2.2 The SVD approach and the data and model resolution matrices

18.2.3 An example calculation

18.2.4 Applying external constraints

18.3 Ocean hydrographic inversions

18.3.1 Setting up the problem

18.3.2 Geostrophy and thermal wind

18.3.3 Inverse box models

18.4 Data assimilation methods

18.4.1 Variational methods and parameter optimization

18.4.2 Analysis and forecast problems

19 Scientific visualization

19.1 Why scientific visualization?

19.1.1 Motivations for scientific visulization

19.2 Data storage, manipulation, and access

19.2.1 A note on data gridding

19.3 The perception of scientific data

19.3.1 Color

19.3.2 Some specialty plots

19.4 Using MATLAB to present scientific data

19.4.1 Graphics control commands

19.4.2 Two-dimensional graphics

19.4.3 Three-dimensional graphics

19.4.4 Exporting graphics

19.5 Some non-MATLAB visualization tools

19.6 Advice on presentation graphics

Appendix A Hints and tricks

A.1 Getting started with MATLAB

A.2 Good working practices

A.3 Doing it faster

A.4 Choose your algorithms wisely

A.5 Automating tasks

A.6 Graphical tricks

A.7 Plotting oceanographic sections

A.8 Reading and writing data

References

Index

The users who browse this book also browse