Historical Dynamics: Why States Rise and Fall :Why States Rise and Fall ( Princeton Studies in Complexity )

Publication subTitle :Why States Rise and Fall

Publication series : Princeton Studies in Complexity

Author: Turchin Peter  

Publisher: Princeton University Press‎

Publication year: 2018

E-ISBN: 9781400889310

P-ISBN(Paperback): 9780691116693

Subject: K061 historical research

Keyword: 史学理论

Language: ENG

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Description

Many historical processes are dynamic. Populations grow and decline. Empires expand and collapse. Religions spread and wither. Natural scientists have made great strides in understanding dynamical processes in the physical and biological worlds using a synthetic approach that combines mathematical modeling with statistical analyses. Taking up the problem of territorial dynamics--why some polities at certain times expand and at other times contract--this book shows that a similar research program can advance our understanding of dynamical processes in history.

Peter Turchin develops hypotheses from a wide range of social, political, economic, and demographic factors: geopolitics, factors affecting collective solidarity, dynamics of ethnic assimilation/religious conversion, and the interaction between population dynamics and sociopolitical stability. He then translates these into a spectrum of mathematical models, investigates the dynamics predicted by the models, and contrasts model predictions with empirical patterns. Turchin's highly instructive empirical tests demonstrate that certain models predict empirical patterns with a very high degree of accuracy. For instance, one model accounts for the recurrent waves of state breakdown in medieval and early modern Europe. And historical data confirm that ethno-nationalist solidarity produces an aggressively expansive state under certain conditions (such as in locations where imperial frontiers coincide with religious d

Chapter

2.3 Conclusion: Geopolitics as a First-order Process

2.4 Summary

Chapter 3. Collective Solidarity

3.1 Groups in Sociology

3.1.1 Groups as Analytical Units

3.1.2 Evolution of Solidaristic Behaviors

3.1.3 Ethnic Groups and Ethnicity

3.1.4 The Social Scale

3.1.5 Ethnies

3.2 Collective Solidarity and Historical Dynamics

3.2.1 Ibn Khaldun's Theory

3.2.2 Gumilev's Theory

3.2.3 The Modern Context

3.3 Summary

Chapter 4. The Metaethnic Frontier Theory

4.1 Frontiers as Incubators of Group Solidarity

4.1.1 Factors Causing Solidarity Increase

4.1.2 Imperial Boundaries and Metaethnic Fault Lines

4.1.3 Scaling-up Structures

4.1.4 Placing the Metaethnic Frontier Theory in Context

4.2 Mathematical Theory

4.2.1 A Simple Analytical Model

4.2.2 A Spatially Explicit Simulation

4.3 Summary

Chapter 5. An Empirical Test of the Metaethnic Frontier Theory

5.1 Setting Up the Test

5.1.1 Quantifying Frontiers

5.1.2 Polity Size

5.2 Results

5.2.1 Europe: 0–1000 C.E.

5.2.2 Europe: 1000–1900 C.E.

5.3 Positional Advantage?

5.4 Conclusion: The Making of Europe

5.5 Summary

Chapter 6. Ethnokinetics

6.1 Allegiance Dynamics of Incorporated Populations

6.2 Theory

6.2.1 Nonspatial Models of Assimilation

6.2.2 Spatially Explicit Models

6.3 Empirical Tests

6.3.1 Conversion to Islam

6.3.2 The Rise of Christianity

6.3.3 The Growth of the Mormon Church

6.4 Conclusion: Data Support the Autocatalytic Model

6.5 Summary

Chapter 7. The Demographic-Structural Theory

7.1 Population Dynamics and State Breakdown

7.2 Mathematical Theory

7.2.1 The Basic Demographic-Fiscal Model

7.2.2 Adding Class Structure

7.2.3 Models for Elite Cycles

7.2.4 Models for the Chinese Dynastic Cycle

7.2.5 Summing up Theoretical Insights

7.3 Empirical Applications

7.3.1 Periodic Breakdowns of Early Modern States

7.3.2 The Great Wave

7.3.3 After the Black Death

7.4 Summary

Chapter 8. Secular Cycles in Population Numbers

8.1 Introduction

8.2 "Scale" and "Order" in Human Population Dynamics

8.3 Long-Term Empirical Patterns

8.3.1 Reconstructions of Historical Populations

8.3.2 Archaeological Data

8.4 Population Dynamics and Political Instability

8.5 Summary

Chapter 9. Case Studies

9.1 France

9.1.1 The Frontier Origins

9.1.2 Secular Waves

9.1.3 Summary

9.2 Russia

9.2.1 The Frontier Origins

9.2.2 Secular Waves

9.2.3 Summary

Chapter 10. Conclusion

10.1 Overview of Main Developments

10.1.1 Asabiya and Metaethnic Frontiers

10.1.2 Ethnic Assimilation

10.1.3 Demographic-Structural Theory

10.1.4 Geopolitics

10.2 Combining Different Mechanisms into an Integrated Whole

10.3 Broadening the Focus of Investigation

10.4 Toward Theoretical Cliodynamics?

Appendix A. Mathematical Appendix

A.1 Translating the Hanneman Model into Differential Equations

A.2 The Spatial Simulation of the Frontier Hypothesis

A.3 Demographic-Structural Models with Class Structure

A.4 Models for Elite Cycles

Appendix B. Data Summaries for the Test of the Metaethnic Frontier Theory

B.1 Brief Descriptions of "Cultural Regions"

B.2 Quantification of Frontiers

B.3 Quantification of Polity Sizes: The First Millennium C.E.

B.4 Quantification of Polity Sizes: The Second Millennium C.E.

Bibliography

Index

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