Nanoemulsions :Formulation, Applications, and Characterization

Publication subTitle :Formulation, Applications, and Characterization

Author: Jafari   Seid Mahdi;McClements   D. Julian  

Publisher: Elsevier Science‎

Publication year: 2018

E-ISBN: 9780128118399

P-ISBN(Paperback): 9780128118382

Subject: TQ43 胶粘剂工业

Keyword: 食品工业

Language: ENG

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Description

Nanoemulsions: Formulation, Applications, and Characterization provides detailed information on the production, application and characterization of food nanoemulsion as presented by experts who share a wealth of experience. Those involved in the nutraceutical, pharmaceutical and cosmetic industries will find this a useful reference as it addresses findings related to different preparation and formulation methods of nanoemulsions and their application in different fields and products. As the last decade has seen a major shift from conventional emulsification processes towards nanoemulsions that both increase the efficiency and stability of emulsions and improve targeted drug and nutraceutical delivery, this book is a timely resource.

  • Summarizes general aspects of food nanoemulsions and their formulation
  • Provides detailed information on the production, application, and characterization of food nanoemulsion
  • Reveals the potential of nanoemulsions, as well as their novel applications in functional foods, nutraceutical products, delivery systems, and cosmetic formulations
  • Explains preparation of nanoemulsions by both low- and high-energy methods

Chapter

1.6. Nanoemulsion Ingredients

1.7. Physicochemical Properties of Nanoemulsions

1.8. Nanoemulsion Characterization

1.9. Applications of Nanoemulsions

1.10. Conclusion

References

Chapter 2: Overview of Nanoemulsion Properties: Stability, Rheology, and Appearance

2.1. Introduction

2.2. Importance of Physicochemical Properties

2.2.1. General Physicochemical Properties of Nanoemulsions

2.2.2. Importance of Physicochemical Properties

2.2.2.1. Stability

2.2.2.2. Appearance

2.2.2.3. Rheology

2.2.2.4. Release Characteristics

2.2.3. Structure-Function Relationships

2.2.3.1. Droplet Composition

2.2.3.2. Droplet Concentration

2.2.3.3. Droplet Size

2.2.3.4. Droplet Charge

2.2.3.5. Physical State of the Droplets

2.3. Stability

2.3.1. Gravitational Separation

2.3.2. Droplet Aggregation

2.3.3. Ostwald Ripening

2.3.4. Chemical Stability

2.4. Rheological Properties

2.4.1. Dilute Systems

2.4.2. Concentrated Systems

2.4.2.1. No Long-Range Colloidal Interactions

2.4.2.2. Repulsive Interactions

2.4.2.3. Attractive Interactions

2.5. Appearance

2.5.1. Measurements of Optical Properties

2.5.2. Major Factors Influencing Nanoemulsion Color

2.5.2.1. Droplet Size and Concentration

2.5.2.2. Refractive Index Contrast

2.5.2.3. Absorption Spectrum

2.6. Conclusions

References

Part II: Preparation of Nanoemulsions by Low-Energy Methods

Chapter 3: Catastrophic Phase Inversion Techniques for Nanoemulsification

3.1. Introduction

3.2. The Role of Self-Assembly and Interfacial Properties in CPI

3.3. Describing CPI Using Phase Diagrams and Emulsification Maps

3.3.1. Phase Behavior and Its Role in Phase Inversion

3.3.2. Emulsification Maps Representing CPI

3.4. CPI Using Solid Particles

3.5. The Effect of Hydrodynamic Processing and Physicochemical Variables

3.6. Conclusions

References

Chapter 4: Transitional Nanoemulsification Methods

4.1. Introduction

4.2. The Role of PEGylated Nonionic Surfactants on Transitional Emulsification Methods

4.3. Transitional Emulsification Methods, Emulsion Phase Inversion, Spontaneous Emulsification, and Universality of the P ...

4.3.1. PIT Method

4.3.2. Spontaneous Emulsification and the Universality of Transitional Emulsification

4.3.3. Critical Difference Between Spontaneous Nanoemulsions and Microemulsions

4.4. Applications of Transitional Nanoemulsions for Encapsulation of Active Principle Ingredients

4.5. Conclusion

References

Further Reading

Part III: Production of Nanoemulsions by Mechanical Methods

Chapter 5: General Principles of Nanoemulsion Formation by High-Energy Mechanical Methods

5.1. Introduction

5.1.1. The Thermodynamics of Nanoemulsion Formation

5.2. Mechanical Basis for Making and Breaking Droplets

5.2.1. Drop Breakup and the Stress Balance

5.2.2. Flow Regimes: Laminar and Turbulent Flow

5.2.3. Laminar Drop Breakup—The Laminar Viscous Mechanism

5.2.4. Turbulent Drop Breakup—The Turbulent Viscous Mechanism

5.2.5. Turbulent Drop Breakup—The Turbulent Inertial Mechanism

5.2.6. The Influence of Viscosity on Turbulent Drop Breakup

5.2.7. Drop Break-Up Due to Cavitation

5.3. Dynamics of Droplet Formation and Stabilization

5.3.1. From Possible to Probable—Population Balance Modelling

5.3.2. The Rate of Fragmentation

5.3.3. The Importance of Coalescence

5.3.4. Some Additional Complications Related to Hydrodynamics

5.4. Introducing the High Energy Methods

5.4.1. Rotor-Stator Emulsification

5.4.2. High Pressure Valve Homogenization

5.4.3. Microfluidization

5.4.4. Ultrasonication

5.4.5. Membrane Emulsification

5.4.6. Comparing the High-Energy Methods

5.5. Summary and Notes on the Particularities of Nanoemulsion Formation

References

Further Reading

Chapter 6: Fabrication of Nanoemulsions by Rotor-Stator Emulsification

6.1. Introduction

6.2. Classification of Rotor-Stator Emulsification Devices

6.2.1. Batch Devices

6.2.1.1. High-Shear Mixers

6.2.1.2. Disperser Discs

6.2.2. Continuous Devices

6.2.2.1. Gear-Rim Dispersing Units

6.2.2.2. Colloid Mills

6.3. Modes of Operation of Rotor-Stator Devices

6.4. Engineering Description of Rotor-Stator Emulsification

6.4.1. The Power Density Concept as a Tool to Scale Batch Processes

6.4.2. The Energy Density Concept as a Tool to Compare Continuous Processes

6.5. Strategies to Minimize Emulsion Droplet Sizes

6.5.1. Influence of Process Parameters

6.5.1.1. Rotational Speed

6.5.1.2. Rotor Size and Size Ratio

6.5.1.3. Rotor Design

6.5.1.4. Emulsification Time in Batch Devices

6.5.2. Influence of Formulation Parameters

6.5.2.1. Viscosity of the Continuous Phase

6.5.2.2. Viscosity of Disperse Phase

6.5.2.3. Viscosity Ratio

6.5.2.4. Disperse Phase Ratio

6.5.2.5. Emulsifier Concentration and Adsorption Kinetics

6.6. Examples of the Successful Production of Nanoemulsions in Rotor-Stator Processes

6.7. Conclusion

References

Chapter 7: Fabrication of Nanoemulsions by High-Pressure Valve Homogenization

7.1. Introduction

7.2. Design and Principles of Operation

7.2.1. HPH Valve Design

7.2.2. Geometry, Flowrate and Homogenizing Pressure

7.2.3. Thermodynamic Efficiency

7.2.4. One-Stage or Two-Stage Design

7.3. Drop Fragmentation and Coalescence Mechanisms

7.3.1. Three Approaches for Studying HPH Emulsification

7.3.2. Laminar Shear and the Inlet Chamber

7.3.3. Shear and Turbulence in the Gap

7.3.4. Turbulence in the Outlet Chamber

7.3.5. Cavitation

7.3.6. Coalescence During Emulsification

7.3.7. The Role of Disperse Phase Volume Fraction

7.3.8. The Role of Surfactants and Emulsifiers

7.4. Scale-up and Scale-down

7.4.1. Experimental Insights on the Effect of HPH Scale

7.4.2. Scaling, Fluid Velocity and Pressure Distribution

7.4.3. Fragmentation Mechanisms and Scale

7.4.4. Implications for Scale-up of Nanoemulsion Formation

7.5. Heat Generation and Temperature Rise

7.5.1. Local Increase in Temperature

7.5.2. Product Quality and HPH Temperature Increase

7.6. Suitability for Nanoemulsion Formation

7.6.1. Applications and Required Homogenizing Pressure

7.6.2. HPH Passages

7.6.3. Overprocessing

7.6.4. Future Perspectives on of HPH Nanoemulsion Research and Development

7.7. Conclusions and Final Remarks

References

Chapter 8: Fabrication of Nanoemulsions by Microfluidization

8.1. Introduction

8.2. Microfluidizer Elements

8.3. EDS Reduction by Microfluidization

8.4. Factors Influencing the Properties of Nanoemulsions Produced by Microfluidization

8.4.1. Type of Interaction Chamber

8.4.2. Single-Channel to Dual-Channel Microfluidization Method

8.4.3. Rheological Properties of Microfluidized Nanoemulsions

8.4.4. Type of Surfactant or Emulsifier

8.4.5. Recoalescence of Emulsion Droplets During Microfluidization

8.4.6. Residence Time Distributions and Energy Density

8.5. Applications and Recent Developments in Nanoemulsions Produced by Microfluidization

8.5.1. Pharmaceuticals

8.5.2. Cosmetics

8.5.3. Food

8.6. A Case Study on Production of β-Carotene Nanoemulsions by Microfluidization for Encapsulation Purposes

8.7. Conclusions

References

Further Reading

Chapter 9: Fabrication of Nanoemulsions by Ultrasonication

9.1. Introduction

9.2. A Historical Prospective of UAE

9.3. Advantages and Disadvantages of Ultrasound Emulsification

9.4. Principles of Ultrasonic Homogenization

9.5. Recent Advances in Ultrasound Equipment Design for Nanoemulsification

9.6. Factors Affecting the Efficiency of UAE Process

9.6.1. Effect of Formulation Parameters

9.6.1.1. Type of the Dispersed Phase (Oil)

9.6.1.2. Volume Fraction of the Dispersed Phase

9.6.1.3. Type and Concentration of Surfactants and Other Stabilizers

9.6.2. Effect of Operating Parameters

9.6.2.1. Preparation Method of Coarse Emulsions

9.6.2.2. Sonication Time

9.6.2.3. Ultrasonic Applied Power

9.6.2.4. Ultrasonic Amplitude

9.6.2.5. Ultrasonic Frequency

9.6.2.6. Ultrasonic Temperature

9.7. Storage Stability and Functionality of Ultrasound-Mediated NEs

9.7.1. Physical Storage Stability

9.7.2. Chemical Storage Stability

9.7.3. Functionality of Ultrasound-Mediated NEs

9.8. Conclusion and Further Remarks

References

Chapter 10: Fabrication of Nanoemulsions by Membrane Emulsification

10.1. Introduction

10.2. Direct ME vs. Premix ME

10.3. Comparison Between Membrane Emulsification and Microfluidic Emulsification

10.4. Comparison Between Membrane and Conventional Homogenization

10.5. Microporous Membranes for Emulsification

10.5.1. SPG Membrane

10.5.1.1. Fabrication of SPG Membrane

10.5.1.2. Properties of SPG Membrane

10.5.1.3. Surface Modification of SPG Membrane

10.5.2. Polymeric Membranes

10.5.3. Microengineered or Microsieve Membranes

10.6. Equipment for Membrane Emulsification

10.6.1. Batch Cross-Flow Membrane Emulsification

10.6.2. Batch SPG Micro Kits

10.6.3. Membrane Extruders

10.6.4. Rotating Membrane Emulsification Systems

10.6.5. Oscillating Membrane Emulsification Systems

10.7. Prediction of Mean Drop Size in Direct ME

10.7.1. Effects of Transmembrane Pressure and Flux

10.7.2. Effects of Pore Size and Shear Stress

10.7.3. Effect of Surfactant

10.8. Factors Affecting Droplet Size in Premix ME

10.9. Microemulsions vs. Nanoemulsions

10.10. Factors Affecting Formation of Micro/Nanoemulsions via Membrane Emulsification

10.10.1. Direct Membrane Emulsification

10.10.2. Premix Membrane Emulsification

10.11. Preparation of Micro/Nanoemulsions Using Direct ME

10.12. Preparation of Nanoemulsions Using Premix ME

10.13. Production of Nanoparticles from Nanoemulsions Prepared by ME

10.13.1. Hydrogel Nanoparticles

10.13.2. Solid Lipid Nanoparticles

10.13.3. Biodegradable Polymeric Nanoparticles

10.14. Conclusions

References

Further Reading

Part IV: Application of Nanoemulsions

Chapter 11: Applications of Nanoemulsions in Foods

11.1. Introduction

11.2. Nanoemulsion Formulation for Food Applications

11.2.1. Nanoemulsion Properties on Different Length Scales

11.2.2. Formulation

11.2.3. In Product and In Body Behavior

11.3. Delivery of Bioactive Compounds

11.4. Delivery of Micronutritive Compounds

11.5. Delivery of Flavors and Colors

11.6. Product Structuring

11.7. Antimicrobial Agents

11.8. Conclusions and Perspectives

References

Chapter 12: Application of Nanoemulsions in Formulation of Pesticides

12.1. Introduction

12.1.1. Background of Pesticides

12.1.2. Current Problems in Application of Pesticides

12.2. Traditional Pesticide Formulations

12.2.1. Emulsifiable Concentrates

12.2.2. Microemulsions

12.2.3. Emulsions

12.3. Developments of Pesticide Nanoemulsions

12.3.1. Composition of Pesticide Nanoemulsions

12.3.2. Advantages and Disadvantages of Pesticide Nanoemulsions

12.3.3. Production of Pesticide Nanoemulsions

12.3.3.1. High-Energy Processing Method

12.3.3.2. Low-Energy Processing Method

12.4. Influencing Factors for Formation and Stability of Pesticide Nanoemulsions

12.4.1. pH Stability

12.4.2. Ionic Strength

12.4.3. Temperature

12.4.4. Oil-Water Ratio

12.4.5. Dilution Ratio

12.5. Application Performance of Pesticide Nanoemulsions

12.5.1. Deposition, Diffusion, and Pervaporation of Pesticide Nanoemulsions

12.5.1.1. Bedewing

12.5.1.2. Soaking

Spreading

12.5.2. Bioactivity of Pesticide Nanoemulsions

12.6. Conclusion and Further Remarks

References

Chapter 13: Application of Nanoemulsions in Drug Delivery

13.1. Introduction

13.2. Drug Delivery Applications

13.2.1. Oral Delivery

13.2.2. Parenteral Delivery

13.2.3. Transdermal and Topical Delivery

13.2.4. Intranasal Delivery

13.2.5. Ocular Delivery

13.3. Nanoemulsions for Vaccine Delivery

13.4. Nanoemulsions for Gene Delivery

13.5. Conclusion and Future Prospects

References

Further Reading

Chapter 14: Application of Nanoemulsions in Cosmetics

14.1. Introduction

14.1.1. Generalities on Nanoemulsions

14.1.2. How Nanoemulsions Meet Cosmetics Needs

14.2. Challenges for Cosmetics Nanoemulsions

14.3. Formulation Processes

14.3.1. High-Energy Process

14.3.1.1. Devices and Processes

14.3.1.2. Formulation Parameters

14.3.2. Low Energy Process

14.4. Controlling Nanoemulsion Stability and Texture

14.4.1. Stability Control

14.4.2. Textures: From Lotions to Gels

14.5. Examples of Cosmetic Applications

14.5.1. Skin Care

14.5.2. Hair Fiber and Scalp

14.5.3. Preservative System for Cosmetic Nanoemulsions

14.6. Conclusions

References

Further Reading

Chapter 15: Application of Nanoemulsions in the Synthesis of Nanoparticles

15.1. Introduction

15.1.1. Definitions and Naming Problems

15.2. Polymer Nanoparticles From Nanoemulsions

15.2.1. Polymers and Copolymers by Miniemulsion (Co)Polymerization

15.2.2. Surface-Functionalized Nanoparticles

15.2.3. Polymer Nanoparticles by Emulsion-Solvent Evaporation and by Ouzo Effect

15.2.4. Polymer Nanocapsules From Nanoemulsions

15.3. Inorganic Nanoparticles From Nanoemulsions

15.3.1. Nanodroplets as Templates for Inorganic Synthesis

15.3.2. Interfacial Precipitation and Crystallization in Nanoemulsions: Formation of Capsules

15.4. Polymer/Inorganic Hybrid Nanoparticles From Nanoemulsions

15.4.1. Encapsulation or Integration of Inorganic Components Within Polymer Particles Prepared in Nanoemulsions

15.4.1.1. Miniemulsion Polymerization

15.4.1.2. Emulsion-Solvent Evaporation

15.4.1.3. Pickering Nanoemulsions

15.4.1.4. Role of Functionalization in Structure Control

15.4.2. Polymer Nanoparticles Formed in Nanoemulsions as Templates for Inorganic Synthesis

15.4.3. Polymer/Inorganic Hybrid Capsules

15.5. Further Applications in Synthetic Processes of Nanoparticles Prepared in Nanoemulsions

15.6. Summary and Perspectives

Acknowledgments

References

Part V: Characterization and Analysis of Nanoemulsions

Chapter 16: Characterization of Particle Properties in Nanoemulsions

16.1. Introduction

16.2. Particle Size

16.2.1. Microscopy

16.2.2. Light Scattering

16.2.2.1. Static Light Scattering

16.2.2.2. Dynamic Light Scattering

16.2.3. Electric Pulse Counting

16.2.4. Sedimentation

16.2.5. Ultrasonic Spectrometry

16.2.6. Nuclear Magnetic Resonance

16.3. Particle Concentration

16.3.1. Proximate Analysis

16.3.2. Electrical Conductivity

16.3.3. Density Measurements

16.4. Particle Charge

16.4.1. Electroosmosis

16.4.2. Electrophoresis

16.4.3. Streaming Current

16.4.4. Sedimentation Potential

16.5. Particle Physical State

16.5.1. Thermal Analysis

16.5.1.1. Differential Scanning Calorimetry

16.5.1.2. Differential Thermal Analysis

16.5.1.3. Ultrasonic Spectrometry

16.5.1.4. X-Ray Diffraction

16.5.1.5. Dilatometry

16.5.1.6. Nuclear Magnetic Resonance

16.6. Interfacial Characteristics

16.7. Conclusions

Acknowledgments

References

Chapter 17: Characterization of Physicochemical Properties of Nanoemulsions: Appearance, Stability, and Rheology

17.1. Introduction

17.2. Appearance

17.2.1. Optical Properties of Nanoemulsions

17.2.1.1. Transmission and Reflectance of Light

17.2.1.2. Absorption of Light

17.2.1.3. Scattering of Light

17.2.2. Quantitative Characterization of Appearance (Instrumental Analysis)

17.2.2.1. Spectrophotometric Colorimeters

Transmission Spectrophotometry

Reflectance Spectrophotometry

17.2.2.2. Trichromatic Colorimeters

17.2.2.3. Impact of Measurement Cells

17.2.2.4. Image Analysis of Color

17.2.3. Qualitative Characterization of Appearance (Sensory Analysis)

17.3. Stability

17.3.1. Gravitational Separation

17.3.1.1. Principles

17.3.1.2. Characterization

17.3.2. Droplet Aggregation

17.3.2.1. Principles

17.3.2.2. Characterization

Flocculation

Coalescence

17.3.3. Ostwald Ripening

17.3.3.1. Principles

17.3.3.2. Characterization

17.3.4. Chemical Destabilization

17.4. Rheology

17.4.1. Rheological Properties of Nanoemulsions

17.4.2. Measurement of Rheological Properties

17.4.2.1. Shear Rheology Measurements

Small Deformation

Large Deformation

Experimental Errors

17.4.2.2. Advanced Measurement Methods

17.4.2.3. Empirical Measurement Methods

17.5. Conclusion

References

Chapter 18: Characterization of Gastrointestinal Fate of Nanoemulsions

18.1. Introduction

18.2. Overview of Gastrointestinal Fate of Nanoemulsions

18.2.1. Mouth

18.2.2. Stomach

18.2.3. Small Intestine

18.2.4. Colon

18.3. Changes in Nanoemulsion Properties During GIT Travel

18.3.1. Particle Composition and Structure

18.3.2. Particle Dimensions

18.3.3. Interfacial Properties

18.3.4. Physical State

18.4. In Vitro and In Vivo GIT Models for Nanoemulsions

18.4.1. Static In Vitro Gastrointestinal Model

18.4.2. Characterization of Changes in Nanoemulsion Properties in GIT

18.4.3. Bioaccessibility and Absorption of Nutrients and Bioactive Agents in GIT

18.4.4. Animal and Human Studies for GIT Fate of Nanoemulsions

18.4.4.1. In Vivo Approaches

18.4.4.2. In Vitro-In Vivo Correlations

18.5. Conclusions

References

Chapter 19: Safety of Nanoemulsions and Their Regulatory Status

19.1. Introduction

19.2. Safety of Nanoemulsions

19.2.1. Nanoemulsion Composition

19.2.2. Nanoemulsion Structure

19.2.3. Interaction of Nanoemulsions With the Biological Systems

19.2.4. Administration Route of Nanoemulsions

19.3. Regulatory Status of Nanoemulsions

19.3.1. Definitions and Current Status

19.3.2. Scientific Suggestions for Nano-Regulations

19.4. Conclusion and Perspectives

Acknowledgments

References

Index

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