SHADOW BANKING AND U.S. FINANCIAL REGULATORY POLICY: OVERVIEWS

SHADOW BANKING AND U.S. FINANCIAL REGULATORY POLICY: OVERVIEWS

Library of Congress Cataloging-in-Publication Data

CONTENTS

PREFACE

Chapter 1: SHADOW BANKING: BACKGROUND AND POLICY ISSUES

SUMMARY

DEFINING LUMINATED BANKING AND SHADOW BANKING

BRIEF DESCRIPTION OF SHADOW BANKING

POTENTIAL POLICY PROBLEMS IN FINANCIAL INTERMEDIATION

REGULATION AND OTHER POLICY RESPONSES TO FINANCIAL VULNERABILITIES

SPECIFIC SECTORS OF SHADOW BANKING

CONCLUSION

Chapter 2: WHO REGULATES WHOM AND HOW? AN OVERVIEW OF U.S. FINANCIAL REGULATORY POLICY FOR BANKING AND SECURITIES MARKETS

SUMMARY

INTRODUCTION

POLICY PROBLEMS IN BANKING AND SECURITIES MARKETS

WHAT FINANCIAL REGULATORS DO

REGULATING BANKS, THRIFTS, AND CREDIT UNIONS

REGULATING SECURITIES, DERIVATIVES, AND OTHER CONTRACT MARKETS

APPENDIX A. CAPITAL REQUIREMENTS: PROVISIONS IN DODD-FRANK

APPENDIX B. FORMS OF BANKING ORGANIZATIONS

APPENDIX C. BANK RATINGS: UFIRS AND CAMELS

APPENDIX D. REGULATORY STRUCTURE BEFORE THE DODD-FRANK ACT

APPENDIX D: ACRONYMS

APPENDIX E.GLOSSARY OF TERMS

INDEX