Strategic Asset Management of Water Supply and Wastewater Infrastructures

Author: Helena Alegre  

Publisher: IWA Publishing‎

Publication year: 2009

E-ISBN: 9781780401720

Subject: T Industrial Technology

Keyword: 工业技术

Language: ENG

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Strategic Asset Management of Water Supply and Wastewater Infrastructures

Description

Water and Wastewater companies operating all around the world have faced rising asset management and replacement costs, often to levels that are financially unsustainable. 


Management of investment needs, while meeting regulatory and other goals, has required:
  • A better understanding of what customers demand from the services they pay for, and the extent to which they are willing to pay for improvements or be compensated for a reduction in performance 
  • Development of models to predict asset failure and to identify and concentrate investment on critical assets Improved management systems 
  • Improved accounting for costs and benefits and their incorporation within an appropriate cost-benefit framework 
  • Incorporation of risk management techniques 
  • Utilisation of advanced maintenance techniques including new rehabilitation failure detection technologies
  • Enhancements in pipeline materials, technologies and laying techniques. 
These papers developed from LESAM 2007 for inclusion in Strategic Asset Management of Water Supply and Wastewater Infrastructures are focused on the techniques, technologies and management approaches aiming at optimising the investment in infrastructure while achieving demanded customer service standards, and they provide an opportunity to gain access to the latest discussion and developments at the leading-edge in this field. This book will be essential reading fo

Chapter

METHOD

Three Valleys approach at PR04

Burst model

Risk analysis

Whole-life investment model

Uncertainty modelling

Areas of uncertainty

Uncertainty modelling associated with the Burst Model

Uncertainty modelling and option optimisation associated with the investment model

RESULTS

Company wide analysis

Case study Harrow:

CONCLUSION

REFERENCES

A novel methodology to prioritize investment proposals

INTRODUCTION

MODEL DEVELOPMENT

General requirements and principles of the conceptual model

Assessment criteria considered in the investment analysis

Cost assessment formulation

Modified Net Present Value (MNPV) method

Annual costs’ formulation

Underlying assumptions of the operational model

Description of the operational model

CASE STUDIES AND RESULTS’ DISCUSSION

Main points of view

Case study description

Treatment facility

Pumping station

Mains and service connections

Case study comparison

Summary of results

Criteria for the selection of the analysis period

Result sensitivity to subjective input data

Relationship between direct and indirect costs

Data availability constraints

Comparison of relative and absolute benefits

INVESTMENT PRIORITIZATION ALTERNATIVES

Case studies

Prioritization by absolute benefit

Prioritization by relative benefit with class stratification

Prioritization by relative benefit without class stratification

CONCLUSIONS

FINAL REMARKS

Summary and conclusions

Discussion and recommendations for further developments

ACKNOWLEDGMENTS

REFERENCES

CHAPTER 3: INSTITUTIONAL, ORGANISATIONAL AND RESEARCH ASPECTS

Report 1: A global vision for driving infrastructure asset management improvement

PREAMBLE

AT THE STRATEGIC LEVEL

ASSET MANAGEMENT, A STEPPING STONE TO ESTABLISHING SUSTAINABLE SYSTEMS

IS THE PRACTICE OF ASSET MANAGEMENT BETTER ADVANCED THROUGH A REGULATORY STRUCTURE

WILL SHORT TERM DECISION REQUIREMENTS ALWAYS TRUMP LONG TERM OPTIMAL CHOICES?

DO SUSTAINABLY FOCUSED ORGANIZATIONS HAVE COMMON CHARACTERISTICS?

THREE IDEAS TO BUILD THE KNOWLEDGE BASE:THE EVOLUTION OF EXCELLENCE CENTERS; AN INTERNATIONAL STANDARD AND STEPPED-UP GLOBAL COLLABORATION AND EXCHANGE

Assigning a focal point for leadership in advancing sustainable water infrastructure (excellent centers or similar strategies)

An international standard for sustainable infrastructure

Stepped-up global collaboration on knowledge exchange and training

BIBLIOGRAPHY

Report 2: Institutional, organisational and research aspects: Asset management system, the corner stone of managing an asset rich industry

INTRODUCTION

STATE OF THE ART ASSET MANAGEMENT

ASSET MANAGEMENT SYSTEM

MELBOURNE WATER’S ASSET MANAGEMENT SYSTEM

Melbourne Water’s 7 elements of asset management

Asset Management Policy

Asset Management Strategic Framework

Asset Management Guidelines

Strategic Asset Management Plans

Asset Management Processes and Procedures

Asset Management Instructions and Forms

BENCHMARKING VS AUDITING

Melbourne Water 2004 benchmark results

ASSET MANAGEMENT SYSTEMS SUPPORTING REGULATORY REQUIREMENTS

SHORTCOMINGS, CHALLENGES AND FUTURE TRENDS

FINAL REMARK

REFERENCES

Asset management and regulation: The Portuguese case

THE PORTUGUESE WATER SECTOR

THE PORTUGUESE INSTITUTE FOR THE REGULATION OF WATER AND WASTE SERVICES – IRAR

Structural regulation of the sector

Regulation of the operators’ behaviour

ASSET MANAGEMENT IN THE WATER SECTOR

REGULATION AND ASSET MANAGEMENT

CONCLUSION

REFERENCES

ISO24500 standards as a support tool to manage assets

INTRODUCTION

THE ISO24500 SERIES OF STANDARDS

CONTENTS OF THE STANDARDS

THE STANDARDS AS A SUPPORT TOOL FOR ASSET MANAGEMENT

SETTING THE GOALS: THE SERVICE LEVELS

MEASURING THE RESULTS: PERFORMANCE INDICATORS SYSTEMS

Objective (user expectation)

Guidance

Assessment criteria

CONCLUSIONS

REFERENCES

Ownership and management of water utility assets in developing countries: The case of Kenya

INTRODUCTION

WATER SECTOR INSTITUTIONAL FRAMEWORK IN KENYA

Water sector reform

INSTITUTIONAL GUIDANCE RELATED TO ASSET OWNERSHIP, MANAGEMENT AND INVESTMENT PLANNING

Legislation and strategies

The Water Act of 2002

The Water (Plan of Transfer of Water Services) Rules, 2005

Sector Wide Approach to Planning

National Water Services Strategy 2007–2015

Draft Model Service Provision Agreements

DISCUSSION AND CONCLUSIONS

NOTE

REFERENCES

CHAPTER 4: TARGET DEFINITION AND ASSESSMENT OF PERFORMANCE

Report: Target definition and assessment of performance in water services

INTRODUCTION

THE NEED FOR STRATEGIC ASSET MANAGEMENT

THE NEED FOR A PERFORMANCE ASSESSMENT SYSTEM

The system

The performance indicators

The variables

The context information and other data elements

THE DEFINITION OF A SET OF PERFORMANCE INDICATORS

The protection of the consumer’s interests

The sustainability of the utility

The environmental sustainability

THE DEFINITION OF TARGET VALUES

THE IMPLEMENTATION OF THE PERFORMANCE ASSESSMENT MEASURES

THE RELEVANCE OF THIS APPROACH FOR THE OTHER STAKEHOLDERS

THE NEED FOR SUPPORTING TOOLS

CURRENT STATE-OF-THE-ART, SHORTCOMINGS, CHALLENGES AND FUTURE TRENDS

FINAL REMARKS

REFERENCES

Proposal for a methodology to assess the technical performance of urban sewer systems

INTRODUCTION

METHODOLOGY

General description

Assessing infiltration and inflow impacts on the performance of sewer systems

Infiltration and inflow in sewer systems

Definition of performance indicators to assess I/I impacts

Definition of performance functions to assess I/I impacts

RESULTS AND DISCUSSION

Case study description

Results

Performance assessment for hydraulic capacity – pipe scale application

Performance assessment for infiltration – catchment scale application

Performance assessment for inflow – catchment scale application

Discussion

CONCLUSIONS

REFERENCES

Extended period simulation in the estimation of the economic level of reliability for the rehabilitation of water distribution systems

INTRODUCTION

OPTIMISATION METHODOLOGY

Lost revenue estimation

APPLICATION TO THE PSG CASE STUDY

CONCLUSIONS

REFERENCES

CHAPTER 5: COST AND BENEFIT VALUATION

Report: Cost and benefit valuation for asset management

INTRODUCTION

SOME INSIGHTS INTO THE STATE OF THE ART ABOUT VALUATION OF COSTS AND BENEFITS

Decision-making in asset management

What are ‘‘costs’’ or ‘‘benefits’’?

Quick and partial overview of valuation approaches

Some more detailed insight into external costs and benefits

SOME SHORTCOMINGS, CHALLENGES AND FUTURE TRENDS

Identifying the appropriate spatial boundaries of the infrastructure to be considered and accounting for spatial structure of systems performance

Considering an appropriate time horizon and dealing with the long term

Addressing hazards and risks

Setting the boundaries of the ‘‘externalities’’ considered within asset performance

Further developing suited valuations for external costs and benefits

Dealing with uncertainties for decision-making

FINAL REMARKS: SHOULD WE GO ON DEVELOPING AND USING COSTS AND BENEFITS VALUATION, AND HOW CAN WE DEAL WITH DATA AVAILABILITY?

REFERENCES

Asset management in Copenhagen Energy Sewerage Department

INTRODUCTION

ASSET MANAGEMENT IN CESD

STRATEGIC LIFE-CYCLE COST MODEL IN CESD

RESULTS AND CONCLUSIONS

REFERENCES

Effect of water costs on the optimal renovation period of pipes

INTRODUCTION

REVISION OF THE STRUCTURE AND COST CALCULATION

Renovation costs (C⊂1)

Maintenance and repair costs (C⊂2)

Variable costs related to lost water (C⊂3)

Social costs (C⊂4)

Total costs (C⊂T)

EL MAXIMUM ACCEPTABLE LEAKAGE VOLUME (MALV)

EXAMPLE AND ANALYSIS

Influence of water production costs in the optimum renovation period

Influence of pipe average pressure in the determination of the optimum renovation period

Influence of the cost of water on the MALV

Influence of a higher failure rate

Influence of the repair costs

CONCLUSIONS

REFERENCES

Implementing an asset management approach to capital investment planning

INTRODUCTION AND OVERVIEW

THE FUNDAMENTALS OF ASSET MANAGEMENT AND CAPITAL PLANNING

BUSINESS CASES AND PROJECT PRIORITIZATION

BUILDING A SOLID FINANCIAL FOUNDATION

EDUCATING AND ENGAGING STAKEHOLDERS

THE GOAL: SUSTAINABLE LONG TERM PLANNING

CHAPTER 6: TARGET DEFINITION AND ASSESSMENT OF RISKS

Report: Risk management: Current state, gaps, and looking ahead

INTRODUCTION

Definition of risk management

STATE OF LEARNING AND PRACTICE FOR RISK MANAGEMENT

International infrastructure management manual

Australian and UK efforts

U.S. research efforts

U.S. Guidebook: implementing asset management: a practical guide

Utility case studies

GWRC’S STUDY OF RISK

Scope

Survey findings

Conclusions

Availability of detailed tools and methods (Barnes et al., 2007)

Categorization of risks (Barnes et al., 2007)

Risk management method (Barnes et al., 2007)

Organizational issues (Barnes et al., 2007)

KEY TOPICS FOR SPEAKERS

The role of uncertainties in urban drainage decisions: uncertainty in inspection data and their impact on rehabilitation decisions

Hazard identification and risk analysis of water supply systems

Infrastructure strategic management in contingency situations

Rehabilitation of a large sewer: methodology for the Alcantara interceptor sewer

FUTURE DIRECTIONS/EMERGING THEMES

REFERENCES

The role of uncertainty in urban drainage decisions: Uncertainty in inspection data and their impact on rehabilitation decisions

INTRODUCTION

Interviews with urban drainage managers: uncertainties in decision making

Sewer inspections in the Netherlands

DATA

METHOD

RESULTS AND DISCUSSION

Data analysis: presence of defects

Data quality: analysis of sewers inspected more than once

Inspection data and sewer rehabilitation decisions

CONCLUSIONS

REFERENCES

Hazard identification and risk analysis of water supply systems

INTRODUCTION

METHODOLOGY FOR RISK ANALYSIS OF WATER SUPPLY SYSTEMS

Terminology of risk analysis and general theory

Risk analysis under uncertainty

Risk structuring

GENERIC FRAMEWORK OF RISK ANALYSIS OF WATER SUPPLY SYSTEMS – PROJECT WATERRISK

Water supply system description

Catalogue of hazards and risk influencing factors

Catalogue of undesired events

Frequency analysis

Consequence analysis

Risk quantification and evaluation

Database of risk reducing measures

CONCLUSION

REFERENCES

Rehabilitation of a large sewer: Methodology for the Alcântara interceptor sewer

INTRODUCTION

METHODOLOGY

RESULTS AND DISCUSSION

Brief description of the case study

Structural degradation mechanisms

Degradation by internal causes

Degradation by external causes

CONCLUSIONS

REFERENCES

CHAPTER 7: ASSET DATA AND INFORMATION SYSTEMS

Report: Overview of asset data and information systems session

INTRODUCTION

STATE-OF-ART

Integrated support systems

AMS as core system

Best practice leakage control tools

SHORTCOMINGS, CHALLENGES AND FUTURE TRENDS

Challenges

Shortcomings

Future trends

FINAL REMARKS

Global approaches to asset management – an Australian integration of asset management techniques with executive business decision

ASSET MANAGEMENT SYSTEM BUSINESS INTEGRATION

First level integration

Second level integration

BUSINESS REPORTING AND DECISIONS

AMS DEVELOPMENT DIRECTIONS

CONCLUSIONS

REFERENCES

SIROCO, a decision support system for rehabilitation adapted for small and medium size water distribution companies

INTRODUCTION

Context

Features of the SIROCO approach

DEFINITION AND COLLECTION OF DATA

Design phase

Pipes

Nodes

Failures

Data

Collecting information

BREAK PREDICTION MODEL WITH AMALGAMATED DATABASE

Model used

Validating the models

HYDRAULIC RELIABILITY MODEL WITH DATA ORIGINATING FROM A GIS

Presentation of software to calculate hydraulic reliability

Constraints of network structure associated with using a GIS

Dividing the network into hydraulic sectors

Basic rules of network topology

DECISION SUPPORT SYSTEM

Criteria

Impact criteria

Opportunity criteria

Calculating the multicriteria score of a pipe

Standardisation method

Aggregation methods

INTEGRATED SOFTWARE

Preparation of data base

Configuring the hypotheses

Production of data files, exported to Cemagref

Processing at Cemagref and production of result file

Importation of result file by user

Definition of weighting

Analysis

CONCLUSION

REFERENCES

CHAPTER 8: ENGINEERING DEVELOPMENTS

Engineering developments in asset management: Water supply

INTRODUCTION

SUMMARY OF THE STATE OF THE ART

FOCUSING THE RISK ASSESSMENT AND UTILISING AVAILABLE DATA

DETERIORATION AND CHANGE

WILLINGNESS TO PAY (WTP)

CULTURE AND ORGANISATION

ENGINEERING SOLUTIONS

Innovations related to wastewater network assessment

CONCLUSIONS

RECOMMENDATION

REFERENCES

Planning the upgrading of urban water networks – is there a need for the CARE-approaches

BACKGROUND: THE GLOBAL PROBLEM

INDICES OF AGEING IN URBAN WATER NETWORKS

Leakage

Burst frequencies

Pipe materials and age

Distribution network rehabilitation

Wastewater collection systems

STRATEGIES APPLIED FOR REHAB PLANNING

Strategic planning, level of service

The CARE support

Tactical planning

The CARE support

Technical planning

The CARE support

WAYS TO USE THE CARE-APPROACH

USE OF CARE-W, AN EXAMPLE

LESSONS LEARNT

ACKNOWLEDGEMENT

REFERENCES

Planning the rehabilitation of the Las Vegas water distribution network using CARE-W

CONDITIONS AT LVVWD THAT LED TO REHABILITATION PLANNING PROGRAM; OBJECTIVES PURSUED

Need

Feasibility

CARE-W TOOLS; PROGRAM THAT WILL BE SET UP AT LVVWD

CURRENT ADVANCEMENT OF THE PROJECT; FUTURE&?show [NBsp]; PLANS

Current advancement

Performance Indicators (PI’s)

Long Term Planning (LTP)

Failure forecasting (PHM and LEYP)

Hydraulic criticality (Relnet)

Annual Rehabilitation Planning (ARP)

Future plans

APPENDIX 1

Water Resources indicators (This section refers to the whole network)

Physical indicators (This section may refer to the whole network, sector, cluster or individual pipe)

Storage

Pumping

Transmission and distribution network

Operational indicators (This section may refer to the whole network, sector, cluster or individual pipe)

Inspection and maintenance

Mains, valves and service connection rehabilitation

Pumps rehabilitation

Water losses

Failures

Quality of Service indicators (This section may refer to the whole network, sector or cluster)

Customer complaints

Customer complaints

Financial indicators⊃1 (This section refers to the whole network)

Annual costs

Annual investment

Tariffs

Water losses

Economical rehabilitation assessment

APPENDIX 2

Self-cleaning networks put to the test

INTRODUCTION

METHODS AND MATERIALS

RESULTS

Flow

Particle counting

Turbidity

Combined results

CONCLUSIONS

DISCUSSION

ACKNOWLEDGEMENTS

REFERENCES

The impact of pipe segment length on break predictions in water distribution systems

INTRODUCTION

METHOD

Obtaining data files for the study

Case of sandwich pipe segments

Concatenation procedure

Calculating the break predictions

Method for comparing results

Capacity of identifying the segments the most at risk

The accuracy of the predictions

STUDY DATA

Raw data

Elimination of sandwich pipes

Concatenation procedure

CALCULATIONS AND RESULTS

CONCLUSIONS

REFERENCES

Failure data analysis – a Dutch case study

INTRODUCTION

METHOD

Approach

Statistics for failure data analysis

Failure databases of Dutch water companies

Statistical analysis of the Dutch failure databases

RESULTS AND DISCUSSION

CONCLUSIONS

ACKNOWLEDGEMENTS

REFERENCES

Degradation of lining systems for drinking water networks

INTRODUCTION

PREVIOUS INVESTIGATIONS

INVESTIGATION OF CEMENT MORTAR LININGS

Reception of linings

Laboratory preparation and macro analysis

Thickness at ring and longitudinal direction

SEM analyses

Summary of results

Assessment

EPOXY AND CIP BASED LININGS

Reception of linings

Results

Visual investigation of linings

Measured lining thicknesses

Adhesion

Discussion on epoxy and CIP lining

Epoxy

CIP lining

FINAL DISCUSSION

REFERENCES

Planning maintenance strategies for Italian urban drainage systems applying CARE-S

INTRODUCTION

CARE-S: REGGIO EMILIA CASE STUDY

Reggio Emilia case study

DATA COLLECTION

CCTV data

Historical analysis of maintenance activities performed by ENIA s.p.a.

Groundwater level

Soil type

Pipe thickness

Installation year and bedding conditions

RESULTS AND DISCUSSION

Running the ‘‘Blockage’’ model

Running the ‘‘Load’’ model

Running the ‘‘ExtCorr’’ model

Running the Groundwater Assessment Tool (GAT)

Running the GompitZ model

Planning CCTV inspections

CONCLUSION

REFERENCES

Sewer asset management: From visual inspection survey to dysfunction indicators

INTRODUCTION

FOCUSING ON CCTV INSPECTIONS

European coding system

From visual inspection coding to condition grades

ILLUSTRATION: THE SEWER NETWORKS OF THE DEPARTMENT OF BAS-RHIN

Presentation of the case study

Score of dysfunction indicators

Dysfunction quantification versus expert opinion

FIXING THRESHOLDS: MINIMIZING A COST FUNCTION

Application on the studied population (experts’ opinion are unknown)

Calibration sample (expert’s opinions are known)

Example: influence of false positive and false negative costs

DISCUSSION

ACKNOWLEDGEMENTS

REFERENCES

Economic rehabilitation of sewer systems by ground penetration radar investigations

INTRODUCTION

Studies on the origin of bedding defects in sewer systems

Detection of cavities in the surrounding area of buried sewers by means of GPR

Measuring principle of GPR

METHODS

Measuring system for the application out of the sewer pipe

Experimental area

Investigations in municipalities

Results

Measurements on the experimental field

Measurements in the municipalities

DATA MANAGEMENT AND VISUALIZATION

Data model

Geo-referencing

Visualization

3-dimensional visualization

2-dimensional visualization

1-dimensional visualization

COSTS OF THE GPR INVESTIGATION

CONCLUSION AND OUTLOOK

REFERENCES

Objective condition assessment of sewer systems

INTRODUCTION

Sources of error in condition assessment with TV cameras

Demands and Tasks

METHODS

Inspection System

Data acquisition

Image processing

(i) Data handling

(ii) Data access and pre-processing

(iii) Classification system

RESULTS

OUTLOOK

ACKNOWLEDGEMENT

REFERENCES

Author index

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