The Investment Dealers Association of Canada's enforcement record: Are penalties grossly inadequate

Author: Lokanan Mark  

Publisher: Emerald Group Publishing Ltd

ISSN: 1358-1988

Source: Journal of Financial Regulation and Compliance, Vol.22, Iss.3, 2014-07, pp. : 235-251

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

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