Brokers are fiduciaries — now what? The new US federal fiduciary best interest of the customer standard of care and its impact on existing FINRA regulation of wrap accounts

Author: Miller Daniel   Maloney Eugene  

Publisher: Henry Stewart Publications

ISSN: 1753-1802

Source: Journal of Securities Operations & Custody, Vol.3, Iss.2, 2010-08, pp. : 147-165

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Abstract