Journal of Financial Regulation and Compliance,volume 10,issue 4  (12-2015)

Period of time： 2015年4期

Publisher： Emerald Group Publishing Ltd

Founded in： 1992

Total resources： 49

ISSN： 1740-0279

Subject： F Economic

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Journal of Financial Regulation and Compliance,volume 10,issue 4

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Operational risk management for financial institutions

By Foot Michael in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-12 , pp. 313-316

Emerald Group Publishing Ltd

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Keeping dirty money and terrorist funds away: The proposed Money Laundering Regulation of the Swiss Federal Banking Commission

By H³pkes Eva H.G. in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-12 , pp. 317-328

Emerald Group Publishing Ltd

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Risk-based regulation in the Financial Services Authority

By Sergeant Carol in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-12 , pp. 329-335

Emerald Group Publishing Ltd

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Legal and regulatory protections for hedge fund investors

By Firth Simon,Prentice Alix in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-12 , pp. 336-340

Emerald Group Publishing Ltd

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11th September and revelations from the Enron collapse add to the mounting pressure on offshore financial centres

By Johnson Jackie in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-12 , pp. 341-354

Emerald Group Publishing Ltd

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Mindsets and consequences in corporate governance and control: Part 2

By Edrich Carole in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-12 , pp. 355-360

Emerald Group Publishing Ltd

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Non-executive directors and the Higgs consultation paper, ?Review of the role and effectiveness of non-executive directors?

By Keasey Kevin,Hudson Robert in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-12 , pp. 361-371

Emerald Group Publishing Ltd

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Section 20 versus investment house underwriting of small equity initial public offerings in the USA

By Beneda N.L. in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-11 , pp. 372-384

Emerald Group Publishing Ltd

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Regulatory and legal commentary

By Gray J. in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-11 , pp. 385-392

Emerald Group Publishing Ltd

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Regulatory and legal commentary

By Gray J. in (2002)

Journal of Financial Regulation and Compliance,volume 10,issue 4 , Vol. 10, Iss. 4, 2002-11 , pp. 393-401

Emerald Group Publishing Ltd

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