Period of time: 2014年2期
Publisher: Emerald Group Publishing Ltd
Founded in: 2000
Total resources: 40
ISSN: 1528-5812
Subject: F8 Finances
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.
Journal of Investment Compliance,volume 10,issue 2
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SEC permits mutual funds to use a summary prospectus and updates statutory prospectus requirements
By Robertson Robert A.,II Joseph P. Kelly in (2009)
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.As fraud schemes proliferate - are you the next investor to crash and burn?
By Evola Ken,O'Grady Nicole in (2009)
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.Tax consequences for investors in hedge fund frauds
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.Hedge fund information depository: a case study of a pre-emptive solution to fund manager fraud
By Muhtaseb Majed R. in (2009)
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.President's working group on financial markets: best practices for the hedge fund industry
By Goldman Richard A.,Leonard Robert C.,Gray Matthew Anderson,Vecchio Steven G. in (2009)
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.Facing the financial crisis: Bank of Italy's implementing regulation on hedge funds
By Opromolla Gabriella in (2009)
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.Litigating disciplinary proceedings against the SEC and FINRA: it sometimes pays
By Rubin Brian L.,Cannon Christian J. in (2009)
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.Group of Thirty issues road-map for financial reforms
By Crowley Daniel F.C.,Heiman Bruce J.,Miller R. Charles,Morgan Philip J.,Perlow Mark D.,Tang David K.Y.,Page Karishma Shah in (2009)
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.Internal control reporting regulation: a law and economics perspective
By Zolnor Matthew A. in (2009)
Journal of Investment Compliance,volume 10,issue 2 , Vol. 10, Iss. 2, 2009-06 , pp.