Period of time: 2014年1期
Publisher: Emerald Group Publishing Ltd
Founded in: 2000
Total resources: 40
ISSN: 1528-5812
Subject: F8 Finances
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.
Journal of Investment Compliance,volume 3,issue 1
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Changing times: key issues for securities regulation and compliance
By Sorcher Alan E.,Kramer George R. in (2002)
Journal of Investment Compliance,volume 3,issue 1 , Vol. 3, Iss. 1, 2002-01 , pp.The effect of the Arthur Andersen verdict on inside counsel
By Schechter Loren,Purcell William O.,Kaiser Cecilia W. in (2002)
Journal of Investment Compliance,volume 3,issue 1 , Vol. 3, Iss. 1, 2002-01 , pp.By Burke Patrick,Junk Daniel L. in (2002)
Journal of Investment Compliance,volume 3,issue 1 , Vol. 3, Iss. 1, 2002-01 , pp.The Sarbanes-Oxley Act of 2002
Journal of Investment Compliance,volume 3,issue 1 , Vol. 3, Iss. 1, 2002-01 , pp.Deconstructing Caiola in light of the CFMA: can a security still be extracted from a swap?
By Becker Brandon,Shelton Mark S.,Ahn Cathy H. in (2002)
Journal of Investment Compliance,volume 3,issue 1 , Vol. 3, Iss. 1, 2002-01 , pp.The regulation of wrap fee programs - Part I
By O'Malley Terrance J.,Neikirk Kenneth E. in (2002)
Journal of Investment Compliance,volume 3,issue 1 , Vol. 3, Iss. 1, 2002-01 , pp.On-line brokers may be better positioned than regular brokers in regard to money laundering laws
By Hogan Michael J.,Schneider Howard,Schadé Elisabeth J. in (2002)
Journal of Investment Compliance,volume 3,issue 1 , Vol. 3, Iss. 1, 2002-01 , pp.Broker liability: the three faces of Zandford
By Mixter Christian J. in (2002)
Journal of Investment Compliance,volume 3,issue 1 , Vol. 3, Iss. 1, 2002-01 , pp.