Period of time: 2014年3期
Publisher: Emerald Group Publishing Ltd
Founded in: 2000
Total resources: 40
ISSN: 1528-5812
Subject: F8 Finances
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.
Journal of Investment Compliance,volume 3,issue 3
Menu
Stock analystsâ–™ conflicts of interest: the road to â–œindependenceâ–? in stock research
By H. Zamansky Jacob in (2002)
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.E-mail and instant messaging retention, review, and production
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.Disclosure obligations of brokers-dealers that market 529 college savings plans
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.Mutual fund distribution payments: navigating the conflicts
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.One step or two? (Delawareâ–™s going-private dichotomy)
By E. Neimeth Clifford in (2002)
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.By E. Neimeth Clifford in (2002)
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.By D. Marshall Richard in (2002)
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.New ways to make â–™em talk: real-time inforcement, Sarbanes-Oxley, and the corporate order
By J. Frumento Aegis in (2002)
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.Slipping back to business as usual: Six months after the passage of Sarbanes-Oxley
By N. Berk Steven,Mehri Cyrus in (2002)
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.SEC adopts and proposes new rules under Sarbanes-Oxley
Journal of Investment Compliance,volume 3,issue 3 , Vol. 3, Iss. 3, 2002-01 , pp.