Period of time: 2014年1期
Publisher: Emerald Group Publishing Ltd
Founded in: 2000
Total resources: 40
ISSN: 1528-5812
Subject: F8 Finances
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.
Journal of Investment Compliance,volume 5,issue 1
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Who should pay for e-discovery? Examining the Zubulake Approach
By J. Beshar Peter,J. Passante Michael in (2004)
Journal of Investment Compliance,volume 5,issue 1 , Vol. 5, Iss. 1, 2004-01 , pp.Transaction costs and best execution: Compliance and measurement
Journal of Investment Compliance,volume 5,issue 1 , Vol. 5, Iss. 1, 2004-01 , pp.Best execution for investment advisers - The goal and the process
By R.A. Paradis Margaret in (2004)
Journal of Investment Compliance,volume 5,issue 1 , Vol. 5, Iss. 1, 2004-01 , pp.SEC proposes significant changes to current market structure
By Pruitt Laura,Kramer Howard in (2004)
Journal of Investment Compliance,volume 5,issue 1 , Vol. 5, Iss. 1, 2004-01 , pp.By Adams Peter,M. Smith Nancy in (2004)
Journal of Investment Compliance,volume 5,issue 1 , Vol. 5, Iss. 1, 2004-01 , pp.Soft dollars: A hot-button issue ripe for reform
By C. Porter Alan,J. Rosenberger Francine in (2004)
Journal of Investment Compliance,volume 5,issue 1 , Vol. 5, Iss. 1, 2004-01 , pp.An overview of advisers act requirements for hedge fund managers
By J. Oâ–™Malley Terrance in (2004)
Journal of Investment Compliance,volume 5,issue 1 , Vol. 5, Iss. 1, 2004-01 , pp.Further thoughts regarding research analysts conflicts of interest: The 2004 joint memorandum
By N. Kroll Amy,Demaret-Fleming ValÃ?rie in (2004)
Journal of Investment Compliance,volume 5,issue 1 , Vol. 5, Iss. 1, 2004-01 , pp.