Journal of Investment Compliance,volume 5,issue 2  (01-2014)

Period of time： 2014年2期

Publisher： Emerald Group Publishing Ltd

Founded in： 2000

Total resources： 40

ISSN： 1528-5812

Subject： F8 Finances

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Journal of Investment Compliance,volume 5,issue 2

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Investment Company Governance

By G. Baris Jay,Warshall Arielle in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 16-22

Emerald Group Publishing Ltd

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Investment company director responsibilities in the wake of recent regulatory action

By W. Helm Robert,C Johnson Megan in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 23-28

Emerald Group Publishing Ltd

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SEC proposes rules requiring offshore advisers of offshore hedge funds to register under the advisers act

By A. Goldstein David,Kelly Bryan in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 29-33

Emerald Group Publishing Ltd

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Principles of global fund governance

By Meyrick Payne C. in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 34-43

Emerald Group Publishing Ltd

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The great soft dollar debate

By G. Tittsworth David,I. Edelstein Geoffrey in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 44-52

Emerald Group Publishing Ltd

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A regulatory analysis of cross trading and order aggregation

By Zordani Jennifer in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 53-58

Emerald Group Publishing Ltd

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To buy, or not to buy: When it makes sense to Utilize the fund administrator as CCO

By Hurley Lisa in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 59-61

Emerald Group Publishing Ltd

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Business continuity plans: An overview

By L. Lavell Joan in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 62-64

Emerald Group Publishing Ltd

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Preparing to comply with the SECâ–™s new rules governing offerings of asset-backed securities

By E. Gainor Edward in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 65-70

Emerald Group Publishing Ltd

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The securities law implications of pooled income fund sales: Who is taking grandmaâ–™s money and why are they wearing suspenders?

By N Sobol Robert in (2004)

Journal of Investment Compliance,volume 5,issue 2 , Vol. 5, Iss. 2, 2004-01 , pp. 71-84

Emerald Group Publishing Ltd

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