Period of time: 2014年3期
Publisher: Emerald Group Publishing Ltd
Founded in: 2000
Total resources: 40
ISSN: 1528-5812
Subject: F8 Finances
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.
Journal of Investment Compliance,volume 8,issue 3
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The SEC's enforcement of procedures to prevent insider trading
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.Cross-border access to US investors: some recent proposals
By Ferraro Edward J. in (2007)
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.The Foreign Corrupt Practices Act: recent cases and enforcement trends
By Santangelo Betty,Stein Gary,Jacobs Margaret in (2007)
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.Court decision on hedge fund registration requirements derails SEC fraud case
By Machtinger Steven N. in (2007)
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.Final Section 409A regulations and their effect on offshore hedge fund deferral arrangements
By Fries Elizabeth Shea,Scerbak Adrienne A.,Tse Marian A.,Webster Scott A. in (2007)
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.China introduces margin trading and securities lending
By Yang TieCheng,Wang Lucas in (2007)
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.Path to investment success lined with hidden traps
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.Making a security and compliance investment: how to value what you pay for
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.Summary of selected actions by NASD, April-June 2007
Journal of Investment Compliance,volume 8,issue 3 , Vol. 8, Iss. 3, 2007-09 , pp.