Court holds that adviser recommending that its clients invest in Bayou Funds, which turned out to be Ponzi schemes, is not liable for violating Federal Securities Antifraud Statute

Author： Cauley Thomas   Rauscher Scott  

Publisher： Emerald Group Publishing Ltd

ISSN： 1528-5812

Source： Journal of Investment Compliance, Vol.10, Iss.4, 2009-11, pp. : 23-25

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