Pay-to-play: SEC staff provides new guidance on Advisers Act Rule 206(4)-5

By Pittman Edward L.   Harvey Christopher P.   Sherman Michael L.   Carroll Brenden P.  

Journal of Investment Compliance, Vol. 12, Iss. 4, 2011-11 ,pp. : 26-30

Emerald Group Publishing Ltd

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SEC amends disclosure and reporting

By Parrino Richard J.   Sung Miyun  

Journal of Investment Compliance, Vol. 10, Iss. 1, 2009-03 ,pp. : 47-50

Emerald Group Publishing Ltd

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SEC proposes rules requiring offshore advisers of offshore hedge funds to register under the advisers act

By A. Goldstein David   Kelly Bryan  

Journal of Investment Compliance, Vol. 5, Iss. 2, 2004-01 ,pp. : 29-33

Emerald Group Publishing Ltd

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SEC releases study on the fiduciary duty of investment advisers and broker-dealers

By Forbes Jessica   Gnall Gregory P.  

Journal of Investment Compliance, Vol. 12, Iss. 2, 2011-06 ,pp. : 4-7

Emerald Group Publishing Ltd

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An overview of advisers act requirements for hedge fund managers

By J. Oâ–™Malley Terrance  

Journal of Investment Compliance, Vol. 5, Iss. 1, 2004-01 ,pp. : 50-56

Emerald Group Publishing Ltd

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