Pay-to-play: SEC staff provides new guidance on Advisers Act Rule 206(4)-5

Author： Pittman Edward L.   Harvey Christopher P.   Sherman Michael L.   Carroll Brenden P.  

Publisher： Emerald Group Publishing Ltd

ISSN： 1528-5812

Source： Journal of Investment Compliance, Vol.12, Iss.4, 2011-11, pp. : 26-30

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