Reporting alignment in the new regulatory environment

Author： Joseph Bryan   Barfield Richard   Hansen Frank Lyhne  

Publisher： Henry Stewart Publications

ISSN： 1752-8887

Source： Journal of Risk Management in Financial Institutions, Vol.2, Iss.1, 2008-10, pp. : 57-68

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

Previous Menu Next

Abstract

Related content

The emergence of new payment service providers and their impact on the regulatory and market environment

By Santamaría Javier  

Journal of Payments Strategy & Systems, Vol. 8, Iss. 4, 2015-01 ,pp. : 407-414

Henry Stewart Publications

Access to resources Recommend Favorite

How are agents dealing with network managers in the new regulatory environment?

By Schnaitt Günter  

Journal of Securities Operations & Custody, Vol. 8, Iss. 1, 2015-01 ,pp. : 4-8

Henry Stewart Publications

Access to resources Recommend Favorite

Investment company and investment adviser compliance programs - New requirements in a changed regulatory environment

By T. Robinson Keith   William Hawkins R.  

Journal of Investment Compliance, Vol. 4, Iss. 4, 2004-01 ,pp. : 14-19

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

SEC approves sweeping changes to FINRA's regulatory reporting rules

By Weiss Harry J.   Lee Yoon-Young   Newman Bruce H.   Eckert Paul R.   Hanselmann Claire R.  

Journal of Investment Compliance, Vol. 12, Iss. 1, 2011-04 ,pp. : 65-69

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Scoping the regulatory environment for harnessing normative anti-money laundering laws in LDCs

By Mugarura Norman  

Journal of Money Laundering Control, Vol. 16, Iss. 4, 2013-10 ,pp. : 333-352

Emerald Group Publishing Ltd

Access to resources Recommend Favorite