The investment company chief compliance officer: three years later ? an assessment of the evolution of the role of the CCO

By Rosella Michael R.   Pugliese Domenick  

Journal of Investment Compliance, Vol. 7, Iss. 4, 2006-10 ,pp. : 16-22

Emerald Group Publishing Ltd

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Living through an SEC investigation: A primer for chief compliance officers

By M. Meisner Derek  

Journal of Investment Compliance, Vol. 5, Iss. 3, 2004-01 ,pp. : 59-63

Emerald Group Publishing Ltd

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Chief risk officers at crunch time: Compliance champions or business partners?

By Mikes Anette  

Journal of Risk Management in Financial Institutions, Vol. 2, Iss. 1, 2008-10 ,pp. : 7-25

Henry Stewart Publications

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Conflicts of interest chief compliance officers face in implementing compliance programs for investment funds and investment advisers

By Majewski Thomas M.  

Journal of Investment Compliance, Vol. 7, Iss. 4, 2006-10 ,pp. : 23-27

Emerald Group Publishing Ltd

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Confronting regulatory and financial industry change at the world’s largest asset manager: An interview with Ben Golub, Senior Managing Director and Chief Risk Officer of BlackRock, Inc.

By Golub Ben  

Journal of Risk Management in Financial Institutions, Vol. 8, Iss. 3, 2015-07 ,pp. : 218-226

Henry Stewart Publications

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