Lower courts extend Morrison but SEC asserts Dodd-Frank Act overrules Morrison for enforcement actions

By Weidner James   Lane Christopher   Peterson Sean  

Journal of Investment Compliance, Vol. 12, Iss. 2, 2011-06 ,pp. : 33-36

Emerald Group Publishing Ltd

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SEC adopts final rules on Dodd-Frank Whistleblower Program

By Clark Michael E.   Lese Laurence S.   Avett F. Reid  

Journal of Investment Compliance, Vol. 12, Iss. 3, 2011-09 ,pp. : 33-38

Emerald Group Publishing Ltd

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Dodd-Frank clawbacks: hot issue for 2012

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Journal of Investment Compliance, Vol. 13, Iss. 1, 2012-04 ,pp. : 41-44

Emerald Group Publishing Ltd

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Commodities tax compliance challenges: Dodd-Frank and beyond

By Lorence Roger D.  

Journal of Investment Compliance, Vol. 12, Iss. 1, 2011-04 ,pp. : 44-49

Emerald Group Publishing Ltd

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An overview of Dodd–Frank as it relates to OTC derivatives reform

By Wallin James   Clingan Camille  

Journal of Securities Operations & Custody, Vol. 5, Iss. 4, 2013-05 ,pp. : 312-316

Henry Stewart Publications

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