FINRA's sanctions in 2009: a sign of things to come?

Author: Heilizer Deborah G.   Rubin Brian L.   Gillespie Shanyn L.  

Publisher: Emerald Group Publishing Ltd

ISSN: 1528-5812

Source: Journal of Investment Compliance, Vol.11, Iss.4, 2010-11, pp. : 4-8

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Abstract