Author： Romeo Peter J. Parrino Richard J. Greenslade Kevin K. Bahn C. Alex
Publisher： Emerald Group Publishing Ltd
ISSN： 1528-5812
Source： Journal of Investment Compliance, Vol.13, Iss.1, 2012-04, pp. : 33-35
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Abstract
Purpose - The purpose of this paper is to explain the guidance on interpretive issues under Exchange Act Rule 14a-8 published in SEC Staff Legal Bulletin No. 14F (SLB 14F). Design/methodology/approach - The paper summarizes the guidance to companies provided by SLB 14F on how to verify a proponent's eligibility to submit a proposal, how to address submissions of revised proposals, and how to withdraw no-action requests for proposals with multiple proponents. Findings - SLB 14F is the staff's seventh legal bulletin on Rule 14a-8, which highlights the procedural and substantive complexities associated with shareholder proposals. Originality/value - The paper provides expert guidance from experienced financial services lawyers.
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