SEC approves sweeping changes to FINRA's regulatory reporting rules

By Weiss Harry J.   Lee Yoon-Young   Newman Bruce H.   Eckert Paul R.   Hanselmann Claire R.  

Journal of Investment Compliance, Vol. 12, Iss. 1, 2011-04 ,pp. : 65-69

Emerald Group Publishing Ltd

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SEC and CFTC issue Joint Report on Regulatory Harmonization

By Dropkin Charles E.  

Journal of Investment Compliance, Vol. 11, Iss. 1, 2010-01 ,pp. : 14-16

Emerald Group Publishing Ltd

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SEC amends disclosure and reporting

By Parrino Richard J.   Sung Miyun  

Journal of Investment Compliance, Vol. 10, Iss. 1, 2009-03 ,pp. : 47-50

Emerald Group Publishing Ltd

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Does the SEC focus on the right things?

By S. Cohen Saul  

Journal of Investment Compliance, Vol. 4, Iss. 3, 2003-01 ,pp. : 62-67

Emerald Group Publishing Ltd

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SEC adopts amendments to Regulation SHO

By Kaswell Stuart J.   Rosenblat Alan   Ha Christopher S.  

Journal of Investment Compliance, Vol. 8, Iss. 4, 2007-11 ,pp. : 39-43

Emerald Group Publishing Ltd

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