Period of time: 2014年4期
Publisher: Emerald Group Publishing Ltd
Founded in: 2000
Total resources: 40
ISSN: 1528-5812
Subject: F8 Finances
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.
Journal of Investment Compliance,volume 12,issue 4
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By Sorady Marybeth,Domina Daren,Cohen Wendy,Santo Fred,Bregstein Henry,Wiener Meryl,Okoshi Marilyn,Governale Jack P. in (2011)
Journal of Investment Compliance,volume 12,issue 4 , Vol. 12, Iss. 4, 2011-11 , pp.CFTC issues final rules prohibiting market manipulation
By Lurton Allison,Massey William,Fleishman Robert S. in (2011)
Journal of Investment Compliance,volume 12,issue 4 , Vol. 12, Iss. 4, 2011-11 , pp.The Supreme Court's
By Delibert Arthur,Wright Gregory in (2011)
Journal of Investment Compliance,volume 12,issue 4 , Vol. 12, Iss. 4, 2011-11 , pp.Pay-to-play: SEC staff provides new guidance on Advisers Act Rule 206(4)-5
By Pittman Edward L.,Harvey Christopher P.,Sherman Michael L.,Carroll Brenden P. in (2011)
Journal of Investment Compliance,volume 12,issue 4 , Vol. 12, Iss. 4, 2011-11 , pp.Shareholder access litigation and beyond
By Martin David B.H.,Gumbs Keir D. in (2011)
Journal of Investment Compliance,volume 12,issue 4 , Vol. 12, Iss. 4, 2011-11 , pp.By Baker Adrienne M. in (2011)
Journal of Investment Compliance,volume 12,issue 4 , Vol. 12, Iss. 4, 2011-11 , pp.Selected FINRA notices and disciplinary actions, July-August 2011
Journal of Investment Compliance,volume 12,issue 4 , Vol. 12, Iss. 4, 2011-11 , pp.