Period of time: 2014年1期
Publisher: Emerald Group Publishing Ltd
Founded in: 2000
Total resources: 40
ISSN: 1528-5812
Subject: F8 Finances
Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.
Journal of Investment Compliance,volume 4,issue 1
Menu
Hedge funds: The regulatory landscape at a crossroads
By Wider Jedd,Scanlan Kevin in (2003)
Journal of Investment Compliance,volume 4,issue 1 , Vol. 4, Iss. 1, 2003-01 , pp.Preliminary steps to establishing research analyst independence
By J. Winer Samuel,N. Kroll Amy in (2003)
Journal of Investment Compliance,volume 4,issue 1 , Vol. 4, Iss. 1, 2003-01 , pp.Complying with the SECâ–™s new proxy voting rules
By K. Clarke Kathleen,M. Miller Paul in (2003)
Journal of Investment Compliance,volume 4,issue 1 , Vol. 4, Iss. 1, 2003-01 , pp.The new face of money laundering
Journal of Investment Compliance,volume 4,issue 1 , Vol. 4, Iss. 1, 2003-01 , pp.Knowing your customer and culture: An integrated approach to USA Patriot Act Compliance
By Manning Vincent,Spitzner Marc,C. Martin II Ralph,J. Savery Donald in (2003)
Journal of Investment Compliance,volume 4,issue 1 , Vol. 4, Iss. 1, 2003-01 , pp.A primer on private placements and achieving liquidity in cross-border offerings
Journal of Investment Compliance,volume 4,issue 1 , Vol. 4, Iss. 1, 2003-01 , pp.