Compliance in a multi-regulatory environment: An Interview with Lawrence A. Friend, Partner, PricewaterhouseCoopers LLP

Author：

ISSN： 1528-5812

Source： Journal of Investment Compliance, Vol.4, Iss.1, 2003-01, pp. : 18-21

Disclaimer: Any content in publications that violate the sovereignty, the constitution or regulations of the PRC is not accepted or approved by CNPIEC.

Previous Menu Next

Abstract

Related content

Investment company and investment adviser compliance programs - New requirements in a changed regulatory environment

By T. Robinson Keith William Hawkins R.

Journal of Investment Compliance, Vol. 4, Iss. 4, 2004-01 ,pp. : 14-19

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Reporting alignment in the new regulatory environment

By Joseph Bryan Barfield Richard Hansen Frank Lyhne

Journal of Risk Management in Financial Institutions, Vol. 2, Iss. 1, 2008-10 ,pp. : 57-68

Henry Stewart Publications

Access to resources Recommend Favorite

Global investment management survey identifies regulatory and compliance issues as top industry challenge

By LLP PricewaterhouseCoopers

Journal of Investment Compliance, Vol. 4, Iss. 3, 2003-01 ,pp. : 47-51

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

Scoping the regulatory environment for harnessing normative anti-money laundering laws in LDCs

By Mugarura Norman

Journal of Money Laundering Control, Vol. 16, Iss. 4, 2013-10 ,pp. : 333-352

Emerald Group Publishing Ltd

Access to resources Recommend Favorite

The emergence of new payment service providers and their impact on the regulatory and market environment

By Santamaría Javier

Journal of Payments Strategy & Systems, Vol. 8, Iss. 4, 2015-01 ,pp. : 407-414

Henry Stewart Publications

Access to resources Recommend Favorite