The Sarbanes-Oxley Act of 2002 effects sweeping changes to the US federal securities laws

By H. Hein Michael   E. Neimeth Clifford   N. Rosner Ira   S. Watts Fern  

Journal of Investment Compliance, Vol. 3, Iss. 2, 2002-01 ,pp. : 5-12

Emerald Group Publishing Ltd

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Responsibilities of principal executive officers under the Sarbanes-Oxley Act of 2002: A compliance checklist

By C. Fischer David  

Journal of Investment Compliance, Vol. 5, Iss. 2, 2004-01 ,pp. : 97-105

Emerald Group Publishing Ltd

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Reporting up-the-ladder and the double negative: Applying the new standards of attorney conduct under the Sarbanes-Oxley Act

By Anson Mark  

Journal of Investment Compliance, Vol. 3, Iss. 4, 2003-01 ,pp. : 13-15

Emerald Group Publishing Ltd

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Sarbanes-Oxley: investment company compliance

By I. Pershkow Barry  

Journal of Investment Compliance, Vol. 3, Iss. 4, 2003-01 ,pp. : 16-30

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Untoward employee whistleblower claims under Sarbanes-Oxley

By Bryson Cheryl   Bramnik Robert   Lutner Rachel  

Journal of Investment Compliance, Vol. 4, Iss. 2, 2003-01 ,pp. : 25-30

Emerald Group Publishing Ltd

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