All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

By Shea Peter J.   Moriarty Kathleen H.   Rosenzweig Kenneth M.   Sorady Marybeth   Xethalis Gregory E.  

Journal of Investment Compliance, Vol. 13, Iss. 2, 2012-06 ,pp. : 20-24

Emerald Group Publishing Ltd

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US financial reform law: key changes for private fund managers under the US Investment Advisers Act and changes to certain investor eligibility qualifications

By Holton Thomas John   Raymond Paul B.   Stefanak Curtis  

Journal of Investment Compliance, Vol. 11, Iss. 4, 2010-11 ,pp. : 9-18

Emerald Group Publishing Ltd

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Recent SEC sweep highlights the need for US investment advisers seeking business from sovereign wealth funds to develop policies for FCPA compliance

By Pittman Edward L.   Krause Cheryl A.   Bogle Thomas C.   Danilewitz Justin C.  

Journal of Investment Compliance, Vol. 12, Iss. 2, 2011-06 ,pp. : 11-15

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An overview of advisers act requirements for hedge fund managers

By J. Oâ–™Malley Terrance  

Journal of Investment Compliance, Vol. 5, Iss. 1, 2004-01 ,pp. : 50-56

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SEC amends the Advisers Act custody rule

By Forbes Jessica   Molle Mark  

Journal of Investment Compliance, Vol. 11, Iss. 2, 2010-01 ,pp. : 36-38

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